RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••• independent RIA currentsince Jul 18, 2022 · Lake Oswego, Or
- W••••••••• unclassifiedFeb 13, 2018 to Aug 23, 2022 · Lake Oswego, Or
- B••••• C•••••• M••••••••• L•• formerJan 31, 2008 to Nov 28, 2014 · Lake Oswego, Or
- B•• M••••••••• L•• unclassifiedDec 8, 2006 to Mar 28, 2008 · Portland, Or
- B••••• R••• C•••••• P••••••• L•• unclassifiedMar 17, 2006 to Sep 25, 2006 · Portland, Or
- B••••• A••••••••• S••••••••• L•• unclassifiedSep 29, 2005 to Aug 27, 2008 · Portland, Or
- B••••• R••• C••••••• L•• unclassifiedSep 29, 2005 to Oct 27, 2006 · Portland, Or
- W••••••••• to F••••••left Aug 23, 2022, registered Jul 18, 2022 (-36 days) · Other
- B••••• C•••••• M••••••••• L•• to W•••••••••left Nov 28, 2014, registered Feb 13, 2018 (1173 days) · Other
- B••••• A••••••••• S••••••••• L•• to B••••• R••• C•••••• P••••••• L••left Aug 27, 2008, registered Mar 17, 2006 (-894 days) · Other
- B•• M••••••••• L•• to B••••• C•••••• M••••••••• L••left Mar 28, 2008, registered Jan 31, 2008 (-57 days) · Other
- B••••• R••• C••••••• L•• to B••••• A••••••••• S••••••••• L••left Oct 27, 2006, registered Sep 29, 2005 (-393 days) · Other
- B••••• R••• C•••••• P••••••• L•• to B•• M••••••••• L••left Sep 25, 2006, registered Dec 8, 2006 (74 days) · Other
- W•••••• F•••• W••••••• left Wealthfactor for Farther (registered 2022-07-18)Aug 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address