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G•••• S• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

G•••• S• C••••

Advisor at M•••••• W••••• S•••••••••

Los Angeles, CA

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Search this name across graphsid dfx:ria:35c16cb9-07c1-1fa0-32d6-c8109439d0f6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 29, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• W••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• W••••• S•••••••••	Independent wealth	Sep 18, 2023	n/a	yes	Los Angeles, CA	Current employment
S•••	Bd affiliated wealth	Aug 29, 2023	Sep 11, 2023	no	LOS ANGELES, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••	M•••••• W••••• S•••••••••	Sep 11, 2023	Sep 18, 2023	7	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ M•••••• W••••• S•••••••••Registered adviserregistration: current employment
Sep 18, 2023 to presentfactForm ADV
→ S•••Registered adviserregistration: previous registration
Aug 29, 2023 to Sep 11, 2023factForm ADV

Dated events

Occurred
Sep 11, 2023
Advisor changed firm
G•••• S• C•••• left Seia for M•••••• W••••• S••••••••• (registered 2023-09-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35c16cb9-07c1-1fa0-32d6-c8109439d0f6
First observed: Aug 29, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.