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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

MONARCH WEALTH STRATEGIES

CRD 136029

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a85a1df-a432-0902-e240-9502116f8ecb

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 5
On other graphs: 0
Observed: Apr 21, 2020 to Mar 25, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $463MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $463M
Private client RAUM: $439MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $57.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 956
Individual clients: 229
High net worth clients: 161
Custody, client assets: $58.4M
SEC number: 801-118775
CRD: 136029
Filings on the tape: 18
First filed: Apr 21, 2020
Latest filed: Mar 25, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AARON JEFFREY CLARK	Certified Financial Planner	Los Angeles, CA	7	22	3	no
BRIAN THOMAS JOHNSON	n/a	Santa Barbara, CA	7	17	1	no
IRENE THERESE TIMMONS	n/a	Santa Maria, CA	5	20	1	no
GRANT S COLIN	n/a	Los Angeles, CA	3	12	1	no
NGA YU HO	n/a	Los Angeles, CA	2	23	1	no
Nicole Renee Allen	n/a	Santa Barbara, CA	1	13	n/a	no
Lucas Ray Poteet	n/a	Santa Barbara, CA	1	11	n/a	no
FATEMEH ASHOURI	n/a	Los Angeles, CA	0	13	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Allen, Nicole, Renee	Cco	Na	yes	08/2024	Oct 18, 2024	Oct 18, 2024
CLARK, AARON, JEFFREY	Trustee	E	yes	09/2018	Apr 21, 2020	Oct 18, 2024
CLARK, AARON, JEFFREY	President	Na	yes	09/2008	Apr 21, 2020	Oct 18, 2024
THE OUROBOROS REVOCABLE TRUST	Owner	E	no	09/2018	Mar 21, 2022	Oct 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pasadena	CA	United States	1	no
SANTA MARIA	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 25, 2026	$463M	$463M	7	7	2	n/a	n/a
2024	Mar 28, 2025	$435M	$435M	8	8	2	n/a	n/a
2023	Mar 22, 2024	$337M	$337M	7	6	2	n/a	n/a
2022	Mar 16, 2023	$308M	$308M	5	5	2	n/a	n/a
2021	Mar 21, 2022	$229M	$229M	4	4	2	n/a	n/a
2020	Feb 22, 2021	$249M	$249M	7	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	12.5%	0	0	0	1	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$463M	$435M	6.6%	$308M	14.6%	7	8	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	3	Oct 6, 2020	Nov 27, 2018	SANTA MARIA, CA	Team lift out	Ibd to RIA	0.0%

Relationships

Registered with (11)

← FATEMEH ASHOURIAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← Lucas Ray PoteetAdvisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← Nicole Renee AllenAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← NGA YU HOAdvisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← GRANT S COLINAdvisorregistration: current employment
Sep 18, 2023 to presentfactForm ADV
← IRENE THERESE TIMMONSAdvisorregistration: current employment
Oct 13, 2020 to presentfactForm ADV
← AARON JEFFREY CLARKAdvisorregistration: current employment
Nov 27, 2018 to presentfactForm ADV
← BRIAN THOMAS JOHNSONAdvisorregistration: current employment
Nov 27, 2018 to presentfactForm ADV
← MICHAEL A PARTLOWAdvisorregistration: previous registration
Dec 6, 2024 to Dec 23, 2025factForm ADV
← Taranvir S. PannuAdvisorregistration: previous registration
Mar 27, 2023 to Dec 20, 2024factForm ADV
← KIMBERLY SARA MALESKYAdvisorregistration: previous registration
Nov 27, 2018 to Dec 2, 2020factForm ADV

Controls (2)

← CLARK, AARON, JEFFREYOwnerTRUSTEE, ownership code E, individual
Apr 21, 2020 to Oct 18, 2024factForm ADV
← Allen, Nicole, ReneeOwnerCCO, ownership code NA, individual
Oct 18, 2024 to Oct 18, 2024factForm ADV

Owns (1)

← THE OUROBOROS REVOCABLE TRUSTOwnerOWNER, ownership code E, domestic entity
Mar 21, 2022 to Oct 18, 2024factForm ADV

Moved with (1)

← LPL FINANCIAL LLCRegistered adviser3 advisors, team lift out
Oct 6, 2020 to Nov 27, 2018factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
Michael A Partlow left Monarch Wealth Strategies for Navalign, Llc (registered 2026-01-05)
Form ADVobserved 4 days ago
Occurred
Dec 20, 2024
Advisor changed firm
Taranvir S. Pannu left Monarch Wealth Strategies for Bulman Wealth Group (registered 2025-01-07)
Form ADVobserved 4 days ago
Occurred
Oct 18, 2024
Control person joined
Renee Nicole Allen (Cco) appeared on Schedule A of Monarch Wealth Strategies
Form ADVobserved 4 days ago
Occurred
Feb 22, 2021
Control person left
Sara Kimberly Malesky (Co-Owner) no longer on Schedule A of Monarch Wealth Strategies (listed 2020-08-20, absent 2021-02-22)
Form ADVobserved 4 days ago
Occurred
Apr 21, 2020
First Form ADV filing
Monarch Wealth Strategies filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0a85a1df-a432-0902-e240-9502116f8ecb
First observed: Apr 21, 2020
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MONARCH WEALTH STRATEGIES

CRD 136029

SANTA BARBARA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0a85a1df-a432-0902-e240-9502116f8ecb

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AARON JEFFREY CLARK

Certified Financial Planner

Los Angeles, CA

BRIAN THOMAS JOHNSON

n/a

Santa Barbara, CA

IRENE THERESE TIMMONS

n/a

Santa Maria, CA

GRANT S COLIN

n/a

Los Angeles, CA

NGA YU HO

n/a

Los Angeles, CA

Nicole Renee Allen

n/a

Santa Barbara, CA

n/a

Lucas Ray Poteet

n/a

Santa Barbara, CA

n/a

FATEMEH ASHOURI

n/a

Los Angeles, CA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Allen, Nicole, Renee

Cco

yes

08/2024

Oct 18, 2024

CLARK, AARON, JEFFREY

Trustee

yes

09/2018

Apr 21, 2020

Oct 18, 2024

CLARK, AARON, JEFFREY

President

yes

09/2008

Apr 21, 2020

Oct 18, 2024

THE OUROBOROS REVOCABLE TRUST

Owner

09/2018

Mar 21, 2022

Oct 18, 2024

City

State

Country

Employees

Also broker-dealer

Pasadena

United States

SANTA MARIA

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$463M

n/a

2024

Mar 28, 2025

$435M

n/a

2023

Mar 22, 2024

$337M

n/a

2022

Mar 16, 2023

$308M

n/a

2021

Mar 21, 2022

$229M

n/a

2020

Feb 22, 2021

$249M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

12.5%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$463M

$435M

6.6%

$308M

14.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Oct 6, 2020

Nov 27, 2018

SANTA MARIA, CA

Team lift out

Ibd to RIA

0.0%