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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

JASON ANTHONY GALARDY

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Corona, CA

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Search this name across graphsid dfx:ria:35ca8ac4-6c97-5f19-eea2-883549c30eb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 24, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 24, 2006
First registration: Jul 28, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 5034681

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 7, 2019	n/a	yes	Corona, CA	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Jan 30, 2014	Oct 10, 2019	no	ATLANTA, GA\|ALISO VIEJO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Apr 13, 2009	Feb 3, 2014	no	IRVINE, CA	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Jul 28, 2006	Nov 24, 2008	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Oct 10, 2019	Oct 7, 2019	-3	Bulk transfer	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FSC SECURITIES CORPORATION	Feb 3, 2014	Jan 30, 2014	-4	Firm change	Other
GOLDMAN SACHS WEALTH SERVICES, L.P.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Nov 24, 2008	Apr 13, 2009	140	Firm change	Other

Relationships

Registered with (4)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 7, 2019 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 30, 2014 to Oct 10, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Apr 13, 2009 to Feb 3, 2014factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Jul 28, 2006 to Nov 24, 2008factForm ADV

Dated events

No dated event names this entity yet.