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Advisor at OMNIA FAMILY WEALTH, LLC
AVENTURA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OMNIA FAMILY WEALTH, LLC | Independent wealth | Sep 9, 2015 | n/a | yes | AVENTURA, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 24, 2009 | Sep 8, 2015 | no | AVENTURA, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 28, 1995 | May 5, 2009 | no | Hallandale Beach, FL|AVENTURA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OMNIA FAMILY WEALTH, LLC | Sep 8, 2015 | Sep 9, 2015 | 1 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 5, 2009 | Apr 24, 2009 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:170909:FL:2015-09-08 | Sep 8, 2015 | Sep 9, 2015 | AVENTURA, FL | Firm change |