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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ST. CLOUD CAPITAL

ST. CLOUD CAPITAL II, LLC, CRD 157409

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35e3670e-d826-39eb-2acb-8374a2b9f874

Data as of Mar 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 4
Observed: Feb 13, 2012 to Mar 23, 2016
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

ST. Cloud Capital

Venture manager · cited, shared crd

Independent Sponsorsidentity

St. Cloud Capital, LLC

Capital provider to sponsors · cited, shared crd

Private Equityidentity

ST. Cloud Capital

Private equity manager · cited, shared crd

Allocatorsidentity

ST. Cloud Capital

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $242MItem 5.F on the latest filing (2016-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $242M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9
Advisory employees: 8
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $145Mgross asset value as reported per fund; never fund size
Custody, client assets: $242M
SEC number: 801-73388
CRD: 157409
Filings on the tape: 5
First filed: Feb 13, 2012
Latest filed: Mar 23, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ST. CLOUD CAPITAL PARTNERS III SBIC, LP	Private Equity Fund	$191M	Apr 5, 2024	45	Mar 23, 2016	reported	n/a
ST. CLOUD CAPITAL PARTNERS IV SBIC, LP	Private Equity Fund	$45.8M	Apr 5, 2024	25	Mar 31, 2022	reported	n/a
ST. CLOUD CAPITAL PARTNERS II, LP	Private Equity Fund	$1.3M	Apr 5, 2024	20	Feb 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GELLER, MARSHALL, STANLEY	MANAGING MEMBER	C	yes	05/2007	Feb 13, 2012	Mar 23, 2016
HAYS, JAMES	CHIEF COMPLIANCE OFFICER	Na	yes	04/2009	Feb 13, 2012	Mar 23, 2016
HOM, BEN	MANAGING MEMBER	C	yes	05/2007	Feb 13, 2012	Mar 23, 2016
LAUTZ, ROBERT	MANAGING MEMBER	C	yes	05/2007	Feb 13, 2012	Mar 23, 2016
ROZELLE, KACY, RAYMOND	MANAGING MEMBER	C	yes	05/2007	Feb 13, 2012	Mar 23, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCGP II, LLC	n/a	n/a	n/a	Y	yes	n/a
SCGP III SBIC, LLC	n/a	n/a	n/a	Y	yes	n/a
ST. CLOUD CAPITAL III SBIC, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Feb 27, 2015	$113M	$113M	8	7	n/a	1	$133M
2013	Mar 6, 2014	$137M	$137M	8	7	n/a	1	$128M
2012	Mar 26, 2013	$129M	$129M	8	7	n/a	1	$73.4M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$242M	$137M	76.0%	n/a	n/a	9	8	n/a	n/a

Relationships

Advises (3)

→ ST. CLOUD CAPITAL PARTNERS IV SBIC, LPPrivate fundPrivate Equity Fund, ERA
Mar 31, 2022 to presentfactForm ADV
→ ST. CLOUD CAPITAL PARTNERS III SBIC, LPPrivate fundPrivate Equity Fund, ERA
Mar 23, 2016 to presentfactForm ADV
→ ST. CLOUD CAPITAL PARTNERS II, LPPrivate fundPrivate Equity Fund, ERA
Feb 13, 2012 to presentfactForm ADV

Controls (5)

← ROZELLE, KACY, RAYMONDOwnerMANAGING MEMBER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← GELLER, MARSHALL, STANLEYOwnerMANAGING MEMBER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← HOM, BENOwnerMANAGING MEMBER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← HAYS, JAMESOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 13, 2012 to presentfactForm ADV
← LAUTZ, ROBERTOwnerMANAGING MEMBER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35e3670e-d826-39eb-2acb-8374a2b9f874
First observed: Feb 13, 2012
Last observed: Mar 23, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ST. CLOUD CAPITAL

ST. CLOUD CAPITAL II, LLC, CRD 157409

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:35e3670e-d826-39eb-2acb-8374a2b9f874

Data as of Mar 23, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ST. CLOUD CAPITAL PARTNERS III SBIC, LP

Private Equity Fund

$191M

Apr 5, 2024

Mar 23, 2016

reported

n/a

ST. CLOUD CAPITAL PARTNERS IV SBIC, LP

Private Equity Fund

$45.8M

Apr 5, 2024

Mar 31, 2022

reported

n/a

ST. CLOUD CAPITAL PARTNERS II, LP

Private Equity Fund

$1.3M

Apr 5, 2024

Feb 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GELLER, MARSHALL, STANLEY

MANAGING MEMBER

yes

05/2007

Feb 13, 2012

Mar 23, 2016

HAYS, JAMES

CHIEF COMPLIANCE OFFICER

yes

04/2009

Feb 13, 2012

Mar 23, 2016

HOM, BEN

MANAGING MEMBER

yes

05/2007

Feb 13, 2012

Mar 23, 2016

LAUTZ, ROBERT

MANAGING MEMBER

yes

05/2007

Feb 13, 2012

Mar 23, 2016

ROZELLE, KACY, RAYMOND

MANAGING MEMBER

yes

05/2007

Feb 13, 2012

Mar 23, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCGP II, LLC

n/a

yes

n/a

SCGP III SBIC, LLC

n/a

yes

n/a

ST. CLOUD CAPITAL III SBIC, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Feb 27, 2015

$113M

n/a

$133M

2013

Mar 6, 2014

$137M

n/a

$128M

2012

Mar 26, 2013

$129M

n/a

$73.4M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$242M

$137M

76.0%

n/a