DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S•• C•••• C••••••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 157409SEC 801-73388IAPD
Legal name S•• C•••• C•••••• I•• L••
Latest filing Mar 23, 2016
First filing on the tape Feb 13, 2012 · 5 filings
RAUM
$242M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$145M gross assets
History
5 filings and snapshots on the tape
RAUM$113M as of Feb 27, 2015
Mar 26, 2013$129M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 27, 2015
Mar 26, 20130 then
Employees (5.A)8 as of Feb 27, 2015
Mar 26, 20138 then
Private funds1 as of Feb 27, 2015
Mar 26, 20131 then
RAUM +76% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$121MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$242M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$242M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S•• C•••• C•••••• P••••••• I•• S•••• L•Private Equity Fund$191M45Mar 23, 2016
      S•• C•••• C•••••• P••••••• I• S•••• L•Private Equity Fund$45.8M25Mar 31, 2022
      S•• C•••• C•••••• P••••••• I•• L•Private Equity Fund$1.3M20Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• M•••••••• S•••••• · Managing Membercontrol
        since 05/2007 · owns 25% to 50%
      • H•••• J•••• · Chief Compliance Officercontrol
        since 04/2009 · owns less than 5%
      • H••• B•• · Managing Membercontrol
        since 05/2007 · owns 25% to 50%
      • L••••• R••••• · Managing Membercontrol
        since 05/2007 · owns 25% to 50%
      • R••••••• K•••• R•••••• · Managing Membercontrol
        since 05/2007 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S••• I•• L••
        pooled vehicle sponsory
      • S••• I•• S•••• L••
        pooled vehicle sponsory
      • S•• C•••• C•••••• I•• S•••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Feb 27, 2015 to Mar 23, 2016
      • Advisory employees · 7 to 8
        Feb 27, 2015 to Mar 23, 2016
      • Assets in custody · $113M to $242M
        Feb 27, 2015 to Mar 23, 2016
      • Employees · 8 to 9
        Feb 27, 2015 to Mar 23, 2016
      • Private funds · 1 to 2
        Feb 27, 2015 to Mar 23, 2016
      • Discretionary RAUM · $113M to $242M
        Feb 27, 2015 to Mar 23, 2016
      • RAUM · $113M to $242M
        Feb 27, 2015 to Mar 23, 2016
      • Related adviser · false to true
        Feb 27, 2015 to Mar 23, 2016
      • Assets in custody · $137M to $113M
        Mar 6, 2014 to Feb 27, 2015
      • Discretionary RAUM · $137M to $113M
        Mar 6, 2014 to Feb 27, 2015
      • RAUM · $137M to $113M
        Mar 6, 2014 to Feb 27, 2015
      • Accounts · 2 to 1
        Mar 26, 2013 to Mar 6, 2014
      • Assets in custody · $129M to $137M
        Mar 26, 2013 to Mar 6, 2014
      • Discretionary RAUM · $129M to $137M
        Mar 26, 2013 to Mar 6, 2014
      • RAUM · $129M to $137M
        Mar 26, 2013 to Mar 6, 2014
      • Related broker-dealer · true to false
        Mar 26, 2013 to Mar 6, 2014
      • Advisory employees · unset to 7.0
        Feb 13, 2012 to Mar 26, 2013
      • BD registered reps · unset to 0.0
        Feb 13, 2012 to Mar 26, 2013
      • Assets in custody · $190M to $129M
        Feb 13, 2012 to Mar 26, 2013
      • Employees · unset to 8.0
        Feb 13, 2012 to Mar 26, 2013
      • State-registered IARs · unset to 0.0
        Feb 13, 2012 to Mar 26, 2013
      • Discretionary RAUM · $190M to $129M
        Feb 13, 2012 to Mar 26, 2013
      • RAUM · $190M to $129M
        Feb 13, 2012 to Mar 26, 2013
      • Related broker-dealer · false to true
        Feb 13, 2012 to Mar 26, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      STC••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026