DFX Intelligence

K•••••• L• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

K•••••• L• W•••••

Advisor at G•••••• L••

COLUMBUS, OH

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Search this name across graphsid dfx:ria:35f0d320-e3f7-da2b-f38b-c65414bf5999

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 10, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• L••	Independent wealth	Aug 1, 2025	n/a	yes	COLUMBUS, OH	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 11, 2023	Jul 27, 2025	no	Columbus, OH\|Columbus, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	G•••••• L••	Jul 27, 2025	Aug 1, 2025	5	Firm change	Wirehouse to RIA
A••••••••• F•••••••• S•••••••• L••	J••• M••••• S••••••••• L••	Aug 22, 2023	Sep 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:79:OH:2023-08-14	Aug 22, 2023	Sep 11, 2023	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ G•••••• L••Registered adviserregistration: previous registration
May 10, 2019 to Nov 29, 2020factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 11, 2023 to Jul 27, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 27, 2020 to Aug 22, 2023factForm ADV

Dated events

Occurred
Jul 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35f0d320-e3f7-da2b-f38b-c65414bf5999
First observed: May 10, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.