DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N••••••••• M••••• I••••••••• S•••••••••
DELAFIELD, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jan 12, 2011 | n/a | yes | DELAFIELD, WI | Current employment |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jul 31, 2009 | Dec 21, 2010 | no | Waukesha, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K•••• I••••••••• G••••• L•• | N••••••••• M••••• I••••••••• S••••••••• | Jun 10, 2009 | Jul 31, 2009 | 51 | Firm change | Other |
| S•••••••• F••••••••• I••• | K•••• I••••••••• G••••• L•• | May 18, 2009 | Aug 6, 2008 |
| K•••• I••••••••• G••••• L•• | Former SEC adviser | Aug 6, 2008 | Jun 10, 2009 | no | WAUKESHA, WI | Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | May 4, 2006 | May 18, 2009 | no | WAUKESHA, WI | Previous registration |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Oct 30, 2002 | Oct 30, 2002 | no | BROOKFIELD, WI|BROOKFIELD, WI | Previous registration |
| -285 |
| Firm change after gap |
| Other |
| N••••••••• M••••• I••••••••• S••••••••• | S•••••••• F••••••••• I••• | Oct 30, 2002 | May 4, 2006 | 1,282 | Firm change after gap | Other |