DFX Intelligence

K•••• I••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

K•••• I••••••••• G••••• L••

CRD 113169

BROOKFIELD, WI

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Search this name across graphsid dfx:ria:08c369bf-49d1-62c3-c443-29f7b4d90155

Data as of Sep 11, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 15
On other graphs: 0
Observed: Oct 8, 2020 to Sep 11, 2024
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.1B••• Locked
Discretionary RAUM: $1.1B
Private client RAUM: $1.1Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••• A••••• T••••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	B	yes	09/2020	Oct 8, 2020	Sep 11, 2024
K••••• J••••••• D••••	FOUNDER / SENIOR FINANCIAL ADVISOR	E	yes	02/2007	Oct 8, 2020	Sep 11, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CAPE CORAL	FL	United States	2	no
Sturtevant	Wi	United States	1	no
Phoenix	Az	United States	0	no
Delafield	Wi	United States	0	no
PORT WASHINGTON	Wi	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 6, 2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$1.1B	$935M	18.6%	$929M	6.1%	22	26	5	4

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••• P•••••••	8	Dec 23, 2024	Oct 28, 2025	BROOKFIELD, WI	Firm absorbed	RIA to RIA	80.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	6	Oct 12, 2020	Nov 18, 2020	WAUKESHA, WI	Team lift out	Ibd to RIA	0.1%

Relationships

Controls (2)

← K••••• A••••• T••••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code B, individual
Oct 8, 2020 to presentfactForm ADV
← K••••• J••••••• D••••OwnerFOUNDER / SENIOR FINANCIAL ADVISOR, ownership code E, individual
Oct 8, 2020 to presentfactForm ADV

Moved with (2)

→ C••••••• P•••••••Registered adviser8 advisors, firm absorbed
Dec 23, 2024 to Oct 28, 2025factForm ADV
← R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
••• Locked
Form ADVobserved 7 days ago
$1.1B
Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08c369bf-49d1-62c3-c443-29f7b4d90155
First observed: Oct 8, 2020
Last observed: Sep 11, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.