DFX Intelligence

E•••• V•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

E•••• V•••••• G••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:35fd234a-8d39-2914-aed2-cdf5e0967329

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 23, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 19, 2026	n/a	yes	AUSTIN, TX\|Austin, TX\|SAN DIEGO, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Apr 21, 2025	Feb 24, 2026	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Feb 24, 2026	Feb 19, 2026	-5	Firm change	Ibd to ibd
F••• A••••••• I••	O•••• W•••••• I•••	Mar 2, 2021	Apr 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:TX:2026-02-24	Feb 24, 2026	Feb 19, 2026	AUSTIN, TX	Firm change

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Apr 21, 2025 to Feb 24, 2026factForm ADV
→ F••• A••••••• I••Registered adviserregistration: previous registration
Mar 27, 2020 to Mar 2, 2021factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Feb 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35fd234a-8d39-2914-aed2-cdf5e0967329
First observed: May 23, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.