DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ethan Vincent Gilbert
Certified Financial Planner
Feed of 09/15/2026
At current firm
0 y
since Feb 19, 2026
In the industry
13 y
since Aug 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 19, 2026 · Austin, Tx
- Osaic Wealth, Inc. BD affiliatedApr 21, 2025 to Feb 24, 2026 · Austin, Tx
- Fort Advisors Inc independent RIAMar 27, 2020 to Mar 2, 2021 · Austin, Tx
- Cri Securities, LLC formerMay 23, 2019 to Apr 2, 2020 · Austin, Tx
- Securian Financial Services, Inc. formerMay 23, 2019 to Apr 2, 2020 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to LPL Financial LLCleft Feb 24, 2026, registered Feb 19, 2026 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- Fort Advisors Inc to Osaic Wealth, Inc.left Mar 2, 2021, registered Apr 21, 2025 (1511 days) · Other
- Securian Financial Services, Inc. to Cri Securities, LLCleft Apr 2, 2020, registered May 23, 2019 (-315 days) · channel change inside one enterprise, not a move
- Cri Securities, LLC to Securian Financial Services, Inc.left Apr 2, 2020, registered May 23, 2019 (-315 days) · Affiliated broker-dealer or bank to another
Signals
- Ethan Vincent Gilbert left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2026-02-19)Feb 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address