DFX Intelligence

J••••• A••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

J••••• A••• E••••

Advisor at F••••• I•••••••••

New York, NY | PLANO, TX

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Search this name across graphsid dfx:ria:36072068-c873-1b76-b6a0-4b1d4cb1e193

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 6, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Jun 29, 2020	n/a	yes	PLANO, TX\|New York, NY	Current employment
B••••• W••••• M••••••••• I•••	Independent wealth	May 6, 2014	Jan 24, 2018	no	GLENBROOK, NV	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• W••••• M••••••••• I•••	F••••• I•••••••••	Jan 24, 2018	Jun 29, 2020	887	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ F••••• I•••••••••Registered adviserregistration: current employment
Jun 29, 2020 to presentfactForm ADV
→ B••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
May 6, 2014 to Jan 24, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36072068-c873-1b76-b6a0-4b1d4cb1e193
First observed: May 6, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.