DFX Intelligence

B••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B••••• W••••• M••••••••• I•••

CRD 145476

GLENBROOK, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ee4b227c-004c-627a-b531-77277f0f40a4

Data as of Jan 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Apr 21, 2014 to Jan 22, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $299M••• Locked
Discretionary RAUM: $299M
Private client RAUM: $294Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $149Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• W••••• B•••••	n/a	GLENBROOK, NV	18	40	n/a	no
K•••••• A••••• D•••••••	Certified Financial Planner	GLENBROOK, NV \| PENRYN, CA	16	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• J•••• W•••••	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	10/2007	Apr 21, 2014	Jan 19, 2024
D•••••••• K••••••• A•••••	Secretary	C	yes	01/2023	Jan 11, 2023	Jan 19, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$299M	$240M	24.4%	$149M	26.1%	2	2	1	1

Relationships

Registered with (3)

← K•••••• A••••• D•••••••Advisorregistration: current employment
Jan 1, 2010 to presentfactForm ADV
← J••• W••••• B•••••Advisorregistration: current employment
Jan 10, 2008 to presentfactForm ADV
← JOSHUA ADAM EVANSAdvisorregistration: previous registration
May 6, 2014 to Jan 24, 2018factForm ADV

Controls (2)

Dated events

Occurred
Jan 11, 2023
Control person joined
Austin Karsten Dornseif (Secretary) appeared on Schedule A of B••••• W••••• M••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Apr 21, 2014
First Form ADV filing
B••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ee4b227c-004c-627a-b531-77277f0f40a4
First observed: Apr 21, 2014
Last observed: Jan 22, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.