DFX Intelligence

M•••• A•••••••• A•••••••• U•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

M•••• A•••••••• A•••••••• U•••••••••

Advisor at M••••• S••••••

Boca Raton, FL

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Search this name across graphsid dfx:ria:361b8de8-265c-fff9-83bc-11f4aae49a67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 27, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 15, 2025	n/a	yes	Boca Raton, FL	Current employment
O••••••••• • C•• I•••	Bd affiliated wealth	Oct 14, 2022	Mar 28, 2025	no	NEW YORK, NY\|CORAL GABLES, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••••••• • C•• I•••	M••••• S••••••	Mar 28, 2025	Apr 15, 2025	18	Firm change	Ibd to wirehouse
D••••••• B••• S••••••••• I•••	O••••••••• • C•• I•••	Oct 13, 2022	Oct 14, 2022

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ O••••••••• • C•• I•••Registered adviserregistration: previous registration
Oct 14, 2022 to Mar 28, 2025factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 4, 2021 to Oct 13, 2022factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 28, 2025
Advisor changed firm
M•••• A•••••••• A•••••••• U••••••••• left O••••••••• • C•• I••• for M••••• S•••••• (registered 2025-04-15)
Form ADVobserved 7 days ago
Occurred
Oct 13, 2022
Advisor changed firm
M•••• A•••••••• A•••••••• U••••••••• left D••••••• B••• S••••••••• I••• for O••••••••• • C•• I••• (registered 2022-10-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:361b8de8-265c-fff9-83bc-11f4aae49a67
First observed: Jun 27, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.