DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mayra Alejandra Alejandra Uribe-Quiceno
Feed of 09/14/2026
Also filed as Mayra Alejandra Uribe
At current firm
1 y
since Apr 15, 2025
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Apr 15, 2025 · Boca Raton, Fl
- Oppenheimer & Co. Inc. BD affiliatedOct 14, 2022 to Mar 28, 2025 · New York, Ny
- Deutsche Bank Securities Inc. no RAUMNov 4, 2021 to Oct 13, 2022 · Miami, Fl
- Wells Fargo Advisors wirehouseJul 22, 2021 to Sep 15, 2021 · Fort Lauderdale, Fl
- Wells Fargo Advisors wirehouseJun 27, 2018 to May 10, 2021 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Morgan Stanleyleft Mar 28, 2025, registered Apr 15, 2025 (18 days) · Affiliated broker-dealer or bank to wirehouse
- Deutsche Bank Securities Inc. to Oppenheimer & Co. Inc.left Oct 13, 2022, registered Oct 14, 2022 (1 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Deutsche Bank Securities Inc.left Sep 15, 2021, registered Nov 4, 2021 (50 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Mayra Alejandra Alejandra Uribe-Quiceno left Oppenheimer & Co. Inc. for Morgan Stanley (registered 2025-04-15)Mar 28, 2025 · Advisor changed firm · fact
- Mayra Alejandra Alejandra Uribe-Quiceno left Deutsche Bank Securities Inc. for Oppenheimer & Co. Inc. (registered 2022-10-14)Oct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address