DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GRANITE ISLANDS PRIVATE WEALTH, LLC
GUILFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GRANITE ISLANDS PRIVATE WEALTH, LLC | Independent wealth | Aug 27, 2025 | n/a | yes | GUILFORD, CT | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Nov 15, 2013 | Apr 9, 2024 | no | MADISON, CT | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 19, 2004 | Nov 19, 2013 | no | FAIRFIELD, CT|WESTPORT, CT|GUILFORD, CT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Nov 23, 2004 | no | WESTPORT, CT | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 2, 1996 | Jul 1, 2003 | no | WESTPORT, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | GRANITE ISLANDS PRIVATE WEALTH, LLC | Apr 9, 2024 | Aug 27, 2025 | 505 | Firm change after gap | Ibd to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HIGHTOWER ADVISORS, LLC | Nov 19, 2013 | Nov 15, 2013 | -4 | Firm change | Other |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 23, 2004 | Nov 19, 2004 | -4 | Firm change | Wirehouse to wirehouse |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 145323:336263:CT:2024-04-09 | Apr 9, 2024 | Aug 27, 2025 | MADISON, CT | Firm change after gap |