DFX Intelligence

J••••• S•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

J••••• S•••••• C••••••

Advisor at L•••

Ann Arbor, MI | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:36209587-7ae0-0c16-c6cf-fae1de052f6b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jul 21, 2025	n/a	yes	LOS ANGELES, CA\|Ann Arbor, MI	Current employment
E••••••• C•••••• M••••••••• I••	Former SEC adviser	Jun 28, 2018	Sep 15, 2025	no	Ann Arbor, MI\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• C•••••• M••••••••• I••	L•••	Sep 15, 2025	Jul 21, 2025	-56	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
104875:269866:MI:2025-09-15	Sep 15, 2025	Jul 21, 2025	ANN ARBOR, MI	Firm change after gap

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ E••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Jun 28, 2018 to Sep 15, 2025factForm ADV

Dated events

Occurred
Sep 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36209587-7ae0-0c16-c6cf-fae1de052f6b
First observed: Jun 28, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.