DFX Intelligence

Data Factory

RIA / WealthAdvisor9 years in industry

Veronika O Lysyanska

Advisor at CAERUS INVESTMENT ADVISORS, LLC

PASADENA, CA | Washington, DC | WEST LAKE HILLS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36211d08-bb0e-f7e2-2b69-8d7cb153a37c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAERUS INVESTMENT ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Exams: S66
First exam: Oct 26, 2017
First registration: Nov 13, 2017
Dual registered: no
Other names: Veronika Oleksandrivna Lysyanska|VERONIKA CAGGIA|VERONIKA Oleksandrivna CAGGIA|Veronika O Caggia
IAPD individual key: 6831434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DISHMI CAPITAL, LLC	Independent wealth	Aug 26, 2025	n/a	yes	Washington, DC\|PASADENA, CA	Current employment
CAERUS INVESTMENT ADVISORS, LLC	Mixed wealth	Mar 28, 2022	n/a	yes	Washington, DC\|WEST LAKE HILLS, TX	Current employment
MORGAN STANLEY	Wirehouse	Oct 30, 2019	Mar 29, 2022	no	Washington, DC	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Nov 16, 2017	Aug 14, 2019	no	Washington, DC	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 13, 2017	Aug 14, 2019	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	CAERUS INVESTMENT ADVISORS, LLC	Mar 29, 2022	Mar 28, 2022	-1	Firm change	Wirehouse to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 14, 2019	Nov 16, 2017	-636	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MORGAN STANLEY	Aug 14, 2019	Oct 30, 2019	77	Firm change	RIA to wirehouse

Relationships

Registered with (5)

→ DISHMI CAPITAL, LLCRegistered adviserregistration: current employment
Aug 26, 2025 to presentfactForm ADV
→ CAERUS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 30, 2019 to Mar 29, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 16, 2017 to Aug 14, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 13, 2017 to Aug 14, 2019factForm ADV

Dated events

Occurred
Mar 29, 2022
Advisor changed firm
Veronika O Lysyanska left Morgan Stanley for Caerus Investment Advisors, Llc (registered 2022-03-28)
Form ADVobserved 5 days ago