DFX Intelligence

E•••••• M••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

E•••••• M••• K•••••••

Advisor at G••••• • C••••••

WESTBOROUGH, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:3635c1ac-5e92-6580-54fc-1c189963de91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• • C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• • C••••••	Independent wealth	Mar 4, 2025	n/a	yes	WESTBOROUGH, MA\|BOSTON, MA	Current employment
M••••• S••••••	Wirehouse	Dec 9, 2021	Mar 18, 2025	no	Boston, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	G••••• • C••••••	Mar 18, 2025	Mar 4, 2025	-14	Firm change	Wirehouse to RIA
C•••••• S••••• • C••• I•••	M••••• S••••••	Dec 4, 2021	Dec 9, 2021

Relationships

Registered with (3)

→ G••••• • C••••••Registered adviserregistration: current employment
Mar 4, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 9, 2021 to Mar 18, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 28, 2021 to Dec 4, 2021factForm ADV

Dated events

Occurred
Mar 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3635c1ac-5e92-6580-54fc-1c189963de91
First observed: Jun 28, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.