DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
G••••• • C•••••• WEALTH MANAGEMENT, LLC, CRD 109420
WESTBOROUGH, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| T•••••• J••• G••••• | n/a | WESTBOROUGH, MA | 29 | 45 | n/a | no |
| K•••• T•••••• G••••• | Certified Financial Planner|Chartered Financial Analyst | WESTBOROUGH, MA | 26 | 28 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| G••••• H••• I••••• O••••••••• F•••• L•• | n/a | $4.7M | Aug 25, 2026 | 9 | Aug 25, 2026 | reported | 021-543878 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• M••••••• J••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 07/2016 | Aug 25, 2026 | Aug 25, 2026 |
| G••••• G••••• L•• | MANAGING MEMBER | E | yes | 07/2026 | Aug 25, 2026 | Aug 25, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Southlake | TX | United States | 3 | no |
| Birmingham | Al | United States | 1 | no |
| BOCA RATON | FL | United States | 1 | no |
| Orlando | FL | United States | 1 | no |
| Sarasota | FL | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 6 | 2 | 4 | 5.1% | 2 | 1 | 0 | 12 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.3B | $5.6B | 12.6% | $4.2B | 14.7% | 69 | 53 | 30 | 25 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H•••••• W••••• P••••••• | 2 | Aug 20, 2025 | Jul 7, 2025 | BOSTON, MA | Team lift out | RIA to RIA | 100.0% |
| no |
| E•••• G••••• W••• | Certified Financial Planner | WESTBOROUGH, MA | 23 | 24 | n/a | no |
| B••••••• B••••••• W•••••• | Chartered Financial Analyst | WESTBOROUGH, MA | 23 | 26 | n/a | no |
| T••••• A••••• G••••• | Certified Financial Planner | EAST WALPOLE, MA | WESTBOROUGH, MA | 22 | 35 | n/a | no |
| J•••• M•••••• G••••• | n/a | WESTBOROUGH, MA | 20 | 33 | 1 | yes |
| J••••• J••• B••••• | Chartered Financial Analyst | WESTBOROUGH, MA | 19 | 20 | n/a | no |
| M•••••• F••••• P•••••••• | Chartered Financial Analyst | WESTBOROUGH, MA | 12 | 12 | n/a | no |
| J•• S••• | Chartered Financial Analyst | WESTBOROUGH, MA | 12 | 15 | n/a | no |
| J•••••• L••• C•••••• | Certified Financial Planner | LITTLETON, MA | WESTBOROUGH, MA | 12 | 12 | n/a | no |
| L••••• D••••• L••••••••• | n/a | WESTBOROUGH, MA | 12 | 31 | n/a | no |
| J••••• A••• L••••••• | Certified Financial Planner | WESTBOROUGH, MA | AUBURN, MA | 12 | 15 | 1 | no |
| J••••••• A•• M•••• | Certified Financial Planner | UPTON, MA | WESTBOROUGH, MA | 11 | 19 | 2 | no |
| J•••• J••••• B•••••• | Certified Financial Planner | WESTBOROUGH, MA | ALTON, NH | 9 | 12 | 1 | no |
| C••••••••• S••• D••••• | Chartered Financial Analyst | NEEDHAM, MA | WESTBOROUGH, MA | 8 | 18 | 4 | no |
| T••••• A••• C•••• | n/a | SOUTHLAKE, TX | WHITEWRIGHT, TX | WESTBOROUGH, MA | 8 | 11 | 3 | no |
| J••••• C• D•••• | Certified Financial Planner | TROPHY CLUB, TX | WESTBOROUGH, MA | SOUTHLAKE, TX | 7 | 17 | 3 | no |
| K•••• P••••••• K•••• | Certified Financial Planner | VENICE, FL | WESTBOROUGH, MA | 5 | 22 | 1 | no |
| D•••• R•••••• R•••••• | Certified Financial Planner | WESTBOROUGH, MA | Bradenton, FL | 5 | 27 | 2 | no |
| G••••• J•••• T••••• | Certified Financial Planner | BEDFORD, NH | WESTBOROUGH, MA | 5 | 10 | 2 | no |
| M•••• G••••• W•••• | Certified Financial Planner|Chartered Financial Analyst | WESTBOROUGH, MA | 4 | 10 | n/a | no |
| T•••••• D•••••• R•••••• | Certified Financial Planner|Chartered Financial Analyst | CUMBERLAND, RI | WESTBOROUGH, MA | 4 | 16 | n/a | no |
| T••• A••••• H••••• | Certified Financial Planner | WESTBOROUGH, MA | 4 | 12 | 1 | no |
| C••• J•••• F•••••• | Certified Financial Planner | WESTBOROUGH, MA | OMAHA, NE | UNDERW•••, IA | 4 | 16 | 4 | no |
| P••••••• L••••• L••••• | Certified Financial Planner | WESTBOROUGH, MA | 3 | 21 | n/a | no |
| BOARD MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER |
| Na |
| yes |
| 07/2015 |
| Aug 25, 2026 |
| Aug 25, 2026 |
| W•••• E••••• G••••• | BOARD MEMBER | Na | yes | 02/2015 | Aug 25, 2026 | Aug 25, 2026 |
| C•••••••• G•••••• S•••••• | Trustee | D | yes | 01/2016 | Mar 27, 2012 | Nov 11, 2024 |
| G•••••• C••••••• F••••• | Director | Na | yes | 11/1999 | Mar 27, 2012 | Nov 11, 2024 |
| G•••••• T••••••• J••• | FOUNDER AND CHAIRMAN | B | yes | 07/2015 | Mar 27, 2012 | Nov 11, 2024 |
| T•••••• J• G••••• D•••••• T•••• | Trust | D | yes | 03/2003 | Mar 27, 2012 | Nov 11, 2024 |
| no |
| Tampa | FL | United States | 1 | no |
| EAST WALPOLE | Ma | United States | 1 | yes |
| Portland | Me | United States | 1 | no |
| Omaha | Ne | United States | 1 | no |
| Portsmouth | Nh | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| Austin | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Mar 28, 2026 |
| $6.3B |
| $6.1B |
| 69 |
| 36 |
| 30 |
| 1 |
| n/a |
| 2024 | Mar 12, 2025 | $5.6B | $5.5B | 53 | 29 | 25 | n/a | n/a |
| 2023 | Mar 20, 2024 | $4.9B | $4.8B | 37 | 27 | 16 | n/a | n/a |
| 2022 | Mar 20, 2023 | $4.2B | $4.1B | 51 | 28 | 17 | n/a | n/a |
| 2021 | Feb 28, 2022 | $4.4B | $4.3B | 44 | 27 | 14 | n/a | n/a |
| 2020 | Mar 5, 2021 | $3.5B | $3.3B | 37 | 24 | 6 | n/a | n/a |
| 2019 | Mar 31, 2020 | $2.9B | $2.8B | 35 | 23 | 4 | n/a | n/a |
| 2018 | Mar 21, 2019 | $2.4B | $2.3B | 34 | 22 | 4 | n/a | n/a |
| 2017 | Mar 28, 2018 | $2.2B | $2.2B | 32 | 20 | 3 | n/a | n/a |
| 2016 | Mar 15, 2017 | $1.9B | $1.9B | 31 | 19 | n/a | n/a | n/a |
| 2015 | Feb 11, 2016 | $1.8B | $1.8B | 31 | 19 | n/a | n/a | n/a |
| 2014 | Mar 13, 2015 | $1.8B | $1.8B | 32 | 20 | n/a | n/a | n/a |
| 2013 | Mar 25, 2014 | $1.6B | $1.6B | 23 | 15 | n/a | n/a | n/a |
| 2012 | Mar 27, 2013 | $1.4B | $1.4B | 21 | 13 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $1.2B | $1.2B | n/a | n/a | n/a | n/a | n/a |