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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

CHRIS THOMAS KURTIS

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | CROWN POINT, IN | Crown Point, IN

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Search this name across graphsid dfx:ria:363901e0-1e1b-5c44-af23-7bfd3f8bd986

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 21, 1990
First registration: Dec 14, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2073586

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 22, 2024	n/a	yes	Crown Point, IN\|CROWN POINT, IN\|SAN DIEGO, CA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Sep 22, 2008	Jan 24, 2024	no	CROWN POINT, IN	Previous registration
CROWN FINANCIAL ADVISORS, LLC	n/a	Jan 14, 2008	Dec 12, 2008	no	CROWN POINT, IN	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Dec 16, 2005	Aug 6, 2007	no	CROWN POINT, IN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 14, 1998	Dec 7, 2005	no	MERRILLVILLE, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Jan 24, 2024	Jan 22, 2024	-2	Firm change	Ibd to ibd
CROWN FINANCIAL ADVISORS, LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 12, 2008	Sep 22, 2008	-81	Firm change after gap	Other
SAGEPOINT FINANCIAL, INC.	CROWN FINANCIAL ADVISORS, LLC	Aug 6, 2007	Jan 14, 2008	161	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SAGEPOINT FINANCIAL, INC.	Dec 7, 2005	Dec 16, 2005	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110518:6413:IN:2024-01-24	Jan 24, 2024	Jan 22, 2024	CROWN POINT, IN	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 22, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Sep 22, 2008 to Jan 24, 2024factForm ADV
→ CROWN FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 14, 2008 to Dec 12, 2008factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Dec 16, 2005 to Aug 6, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Dec 14, 1998 to Dec 7, 2005factForm ADV

Dated events

Occurred
Jan 24, 2024
Advisor changed firm
Chris Thomas Kurtis left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2024-01-22)
Form ADVobserved 6 days ago