DFX Intelligence

B•••• S•••••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

B•••• S•••••••• E••••••

Advisor at F•••••••• C•••••• M••••••••• L••

SEATTLE, WA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:363d1173-3d69-3759-956e-2f5062870871

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• M••••••••• L••	Independent wealth	Sep 23, 2020	n/a	yes	SAN FRANCISCO, CA\|SEATTLE, WA	Current employment
P••••••• A•••••••• L••	Independent wealth	Mar 22, 2013	Sep 16, 2020	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•••••••• L••	F•••••••• C•••••• M••••••••• L••	Sep 16, 2020	Sep 23, 2020	7	Firm change	RIA to RIA
L••••••• A•••• M••••••••• L••	P••••••• A•••••••• L••	Mar 26, 2013	Mar 22, 2013

Relationships

Registered with (4)

→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Sep 23, 2020 to presentfactForm ADV
→ P••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 22, 2013 to Sep 16, 2020factForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 6, 2010 to Mar 26, 2013factForm ADV
→ T••••• W••••• P••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:363d1173-3d69-3759-956e-2f5062870871
First observed: Dec 14, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.