DFX Intelligence

J•••• L••••••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

J•••• L••••••• M••••

Advisor at C••••••••• W••••• M•••••••••

BELLEVUE, WA | Kenai, AK

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Dec 14, 2023	n/a	yes	Kenai, AK\|BELLEVUE, WA	Current employment
P•••••• P•••••• W••••• L••	Independent wealth	Mar 10, 2021	Nov 17, 2023	no	BELLEVUE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• P•••••• W••••• L••	C••••••••• W••••• M•••••••••	Nov 17, 2023	Dec 14, 2023	27	Firm change	RIA to RIA
P••••••••	P•••••• P•••••• W••••• L••	Dec 3, 2020	Mar 10, 2021

Relationships

Registered with (5)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 14, 2023 to presentfactForm ADV
→ P•••••• P•••••• W••••• L••Registered adviserregistration: previous registration
Mar 10, 2021 to Nov 17, 2023factForm ADV
→ P••••••••Registered adviserregistration: previous registration
Oct 20, 2020 to Dec 3, 2020factForm ADV
→ C••••••••• A••••••• I••

Dated events

Order

Occurred
17 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 27, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.