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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Oklahoma City, OK | OKLAHOMA CITY, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 21, 2020 | n/a | yes | Oklahoma City, OK|OKLAHOMA CITY, OK | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 15, 2013 | Feb 24, 2020 | no | OKLAHOMA CITY, OK|OKLAHOMA CITY, OK | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Feb 19, 2013 | no | OKLAHOMA CITY, OK | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Feb 6, 2003 | Jan 2, 2009 | no | OKLAHOMA CITY, OK|STILLWATER, OK|EDMOND, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Feb 24, 2020 | Feb 21, 2020 | -3 | Firm change | Wirehouse to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 19, 2013 | Feb 15, 2013 | -4 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:705:OK:2020-02-24 | Feb 24, 2020 | Feb 21, 2020 | OKLAHOMA CITY, OK | Firm change |