DFX Intelligence

I••• V•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

I••• V•••••• R••••••••

Advisor at S•••••••• S•••••••••

Scotch Plains, NJ | Miami, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3668dda1-c735-cb58-8b5b-ffe784cfcf00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Feb 13, 2020	n/a	yes	Scotch Plains, NJ\|Miami, FL	Current employment
I••••••• A••••••• S•••••••• L••	Mixed wealth	Jul 31, 2017	Jun 19, 2018	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• A••••••• S•••••••• L••	S•••••••• S•••••••••	Jun 19, 2018	Feb 13, 2020	604	Firm change after gap	Ibd to ibd
N•••••••• A•••• M••••••••• L••	I••••••• A••••••• S•••••••• L••	Jul 31, 2017	Jul 31, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
117567:282589:FL:2017-07-31	Jul 31, 2017	Jul 31, 2017	MIAMI, FL	Firm change

Relationships

Registered with (4)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Feb 13, 2020 to presentfactForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2017 to Jun 19, 2018factForm ADV
→ N•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 3, 2011 to Jul 31, 2017factForm ADV
→ W•••• F•••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3668dda1-c735-cb58-8b5b-ffe784cfcf00
First observed: Oct 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.