DFX Intelligence

W•••••• L•••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)9 years in industry

W•••••• L•••• D••••••

Advisor at L•• F•••••••• L••

BEACHWOOD, OH | SHAKER HEIGHTS, OH

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Search this name across graphsid dfx:ria:3669b660-76fe-5239-f095-13b7cbc9c5e4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 1, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 9, 2024	n/a	yes	BEACHWOOD, OH\|SHAKER HEIGHTS, OH	Current employment
T••••••••• W••••• M••••••••• L••	Former SEC adviser	May 1, 2019	Dec 15, 2025	no	BEACHWOOD, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• W••••• M••••••••• L••	L•• F•••••••• L••	Dec 15, 2025	Aug 9, 2024	-493	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
173667:6413:OH:2025-12-15	Dec 15, 2025	Aug 9, 2024	BEACHWOOD, OH	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 9, 2024 to presentfactForm ADV
→ T••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 1, 2019 to Dec 15, 2025factForm ADV

Dated events

Occurred
Dec 15, 2025
Advisor changed firm
W•••••• L•••• D•••••• left T••••••••• W••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2024-08-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3669b660-76fe-5239-f095-13b7cbc9c5e4
First observed: May 1, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.