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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

TYLER-STONE WEALTH MANAGEMENT, LLC

CRD 173667

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2601ffdc-7f8e-4339-022c-bf69cf6d16bb

Data as of Jun 30, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 24
On other graphs: 0
Observed: Jan 13, 2015 to Jun 30, 2025
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $599MItem 5.F on the latest filing (2025-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $599M
Private client RAUM: $566MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 19
Offices: 7Schedule D 1.F, beyond the principal office
Accounts: 1,818
Individual clients: 704
High net worth clients: 501
SEC number: 801-80876
CIK: 1912584
CRD: 173667
Filings on the tape: 37
First filed: Jan 13, 2015
Latest filed: Jun 30, 2025
Organised: Limited Liability Company, OH

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STONE, MARC, HAMILTON	MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	01/2015	Jan 13, 2015	Mar 23, 2024
TYLER, WILLIAM, PHILIP	Member	D	yes	01/2015	Jan 13, 2015	Mar 23, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
KRISTIN MIGNOGNA	n/a	n/a	n/a	N	yes	n/a
TYLER-STONE GROUP	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Willowick	Oh	United States	2	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 27, 2025	$599M	$599M	25	19	7	n/a	n/a
2023	Mar 13, 2024	$460M	$460M	26	20	6	n/a	n/a
2022	Mar 24, 2023	$391M	$390M	25	22	6	n/a	n/a
2021	Mar 4, 2022	$467M	$461M	19	18	6	n/a	n/a
2020	Mar 29, 2021	$348M	$343M	19	19	6	n/a	n/a
2019	Mar 4, 2020	$309M	$304M	19	19	6	n/a	n/a
2018	Jan 24, 2019	$204M	$200M	15	15	5	n/a	n/a
2017	Mar 15, 2018	$172M	$168M	15	15	4	n/a	n/a
2016	Mar 30, 2017	$150M	$150M	15	15	n/a	n/a	n/a
2015	Feb 15, 2016	$130M	$130M	16	16	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	17	-17	n/a	0	0	0	0	17

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$599M	$460M	30.1%	$467M	8.6%	25	26	7	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	16	Dec 15, 2025	Sep 26, 2025	BEACHWOOD, OH	Firm absorbed	RIA to ibd	88.9%

Relationships

Registered with (18)

← JOHN PATRICK CINGELAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← WILLIAM PHILIP TYLERAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← MARIA TERESA SIKORAAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← STUART DAVID ABRAMSAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← MARC HAMILTON STONEAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← JEAN MARIE STEFANOVAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← ERIC JAMES HEFFKEAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← DANIEL HAMILTON BRALLIARAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← THOMAS FRANCIS DOWDAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← CHRISTIAN JOHN GAROFALOAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← MATTHEW MICHAEL DARCYAdvisorregistration: previous registration
Jan 24, 2019 to Dec 15, 2025factForm ADV
← GREGORY JOSEPH HARRISAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← TINA MARIE HALLIERAdvisorregistration: previous registration
Feb 24, 2015 to Dec 15, 2025factForm ADV
← KAREN FRANKINOAdvisorregistration: previous registration
Apr 7, 2022 to Dec 15, 2025factForm ADV
← JONATHAN ROBERT SCHONFELDAdvisorregistration: previous registration
Jan 22, 2015 to Dec 15, 2025factForm ADV
← STEPHANIE ELIZABETH STONEAdvisorregistration: previous registration
Feb 3, 2022 to Dec 15, 2025factForm ADV
← WILLIAM LOUIS DiMENNAAdvisorregistration: previous registration
May 1, 2019 to Dec 15, 2025factForm ADV
← Kristen Alice MignognaAdvisorregistration: previous registration
Jan 29, 2020 to Dec 15, 2025factForm ADV

Moved with (1)

→ LPL FINANCIAL LLCRegistered adviser15 advisors, firm absorbed, same day
Dec 15, 2025 to Sep 26, 2025factForm ADV

Controls (2)

← TYLER, WILLIAM, PHILIPOwnerMEMBER, ownership code D, individual
Jan 13, 2015 to Mar 23, 2024factForm ADV
← STONE, MARC, HAMILTONOwnerMEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jan 13, 2015 to Mar 23, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 15, 2025
Firm absorbed
Tyler-Stone Wealth Management, LLC's advisors moved to LPL Financial LLC (Beachwood, OH): 15 of 18 registered, on the same day
Form ADVobserved 4 days ago
15 advisors
Occurred
Dec 15, 2025
Advisor changed firm
Daniel Hamilton Bralliar left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Stephanie Elizabeth Stone left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Matthew Michael Darcy left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Gregory Joseph Harris left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-06-17)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Kristen Alice Mignogna left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Jean Marie Stefanov left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-07-22)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
John Patrick Cingel left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
William Philip Tyler left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Eric James Heffke left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Maria Teresa Sikora left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Karen Frankino left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Jonathan Robert Schonfeld left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-26)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Stuart David Abrams left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor departed, no destination yet
Christian John Garofalo no longer registered at Tyler-Stone Wealth Management, Llc; no later IA registration on IAPD
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Marc Hamilton Stone left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Tina Marie Hallier left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-16)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
William Louis Dimenna left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2024-08-09)
Form ADVobserved 5 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Thomas Francis Dowd left Tyler-Stone Wealth Management, Llc for Lpl Financial Llc (registered 2025-09-15)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2025
Regulatory AUM changed
Tyler-Stone Wealth Management, Llc reported RAUM $598.9M, up 30% from $460.3M (2024-03-23 to 2025-03-27)
Form ADVobserved 5 days ago
$139M
Occurred
Mar 4, 2022
Regulatory AUM changed
Tyler-Stone Wealth Management, Llc reported RAUM $467.4M, up 34% from $348.4M (2021-11-29 to 2022-03-04)
Form ADVobserved 5 days ago
$119M
Occurred
Mar 4, 2020
Regulatory AUM changed
Tyler-Stone Wealth Management, Llc reported RAUM $309.2M, up 51% from $204.1M (2019-06-04 to 2020-03-04)
Form ADVobserved 5 days ago
$105M
Occurred
Jan 13, 2015
First Form ADV filing
Tyler-Stone Group filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Tyler-Stone Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $598.9M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2601ffdc-7f8e-4339-022c-bf69cf6d16bb
First observed: Jan 13, 2015
Last observed: Jun 30, 2025 14 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TYLER-STONE WEALTH MANAGEMENT, LLC

CRD 173667

BEACHWOOD, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2601ffdc-7f8e-4339-022c-bf69cf6d16bb

Data as of Jun 30, 2025 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STONE, MARC, HAMILTON

MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/2015

Jan 13, 2015

Mar 23, 2024

TYLER, WILLIAM, PHILIP

Member

yes

01/2015

Jan 13, 2015

Mar 23, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

KRISTIN MIGNOGNA

n/a

yes

n/a

TYLER-STONE GROUP

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Willowick

United States

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 27, 2025

$599M

n/a

2023

Mar 13, 2024

$460M

n/a

2022

Mar 24, 2023

$391M

$390M

n/a

2021

Mar 4, 2022

$467M

$461M

n/a

2020

Mar 29, 2021

$348M

$343M

n/a

2019

Mar 4, 2020

$309M

$304M

n/a

2018

Jan 24, 2019

$204M

$200M

n/a

2017

Mar 15, 2018

$172M

$168M

n/a

2016

Mar 30, 2017

$150M

n/a

2015

Feb 15, 2016

$130M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-17

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$599M

$460M

30.1%

$467M

8.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 15, 2025

Sep 26, 2025

BEACHWOOD, OH

Firm absorbed

RIA to ibd

88.9%