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Advisor at LPL FINANCIAL LLC
CAMARILLO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 10, 2025 | n/a | yes | CAMARILLO, CA|CAMARILLO, CA | Current employment |
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | Former SEC adviser | Sep 23, 2015 | Dec 15, 2025 | no | Camarillo, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS | LPL FINANCIAL LLC | Dec 15, 2025 | Nov 10, 2025 | -35 | Firm change after gap | RIA to ibd |