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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC, CRD 169045

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5c5680f-1479-77d1-4a4b-5bcac77005ee

Data as of May 15, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 96
Dated events: 40
On other graphs: 0
Observed: Sep 6, 2013 to May 15, 2025
107 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $277MItem 5.F on the latest filing (2025-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $277M
Private client RAUM: $276MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 25
Advisory employees: 16
Offices: 11Schedule D 1.F, beyond the principal office
Accounts: 1,804
Individual clients: 749
High net worth clients: 349
SEC number: 801-78565
CRD: 169045
Filings on the tape: 107
First filed: Sep 6, 2013
Latest filed: May 15, 2025
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FUSCO, MICHAEL	Trustee	F	yes	09/2016	Mar 26, 2020	Dec 16, 2024
HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC	Owner	E	yes	09/2013	Mar 26, 2020	Dec 16, 2024
HOUSEHOLDER, SCOTT, ALLEN	CHIEF EXECUTIVE OFFICER	Na	yes	09/2013	Mar 26, 2020	Dec 16, 2024
THE ASG OHIO LEGACY TRUST	Member	E	yes	08/2013	Jan 16, 2020	Dec 16, 2024
ELZAYEK, JEAN	CHIEF COMPLIANCE OFFICER	Na	no	02/2022	Mar 1, 2022	Dec 16, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HG INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Camarillo	CA	United States	2	yes
RANCHO MIRAGE	CA	United States	2	yes
Bellevue	Wa	United States	2	no
Seattle	Wa	United States	2	yes
Prescott	Az	United States	1	yes
Centennial	Co	United States	1	yes
Natick	Ma	United States	1	yes
SANTA FE	Nm	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 26, 2025	$277M	$277M	25	16	11	n/a	n/a
2023	Mar 7, 2024	$1.3B	$1.3B	99	50	29	n/a	n/a
2022	Feb 7, 2023	$1.1B	$1.1B	98	50	27	n/a	n/a
2021	Mar 1, 2022	$2.1B	$1.1B	52	47	21	n/a	n/a
2020	Mar 24, 2021	$867M	$696M	56	51	20	n/a	n/a
2019	Mar 28, 2020	$798M	$622M	25	24	23	n/a	n/a
2018	Mar 25, 2019	$670M	$521M	56	55	35	n/a	n/a
2017	Apr 5, 2018	$770M	$327M	59	52	31	n/a	n/a
2016	Feb 15, 2017	$604M	$381M	59	52	n/a	n/a	n/a
2015	Mar 28, 2016	$478M	$232M	98	49	n/a	n/a	n/a
2014	Feb 9, 2015	$410M	$186M	81	33	n/a	n/a	n/a
2013	Mar 27, 2014	$374M	$173M	79	31	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	7	-7	n/a	0	0	0	2	40

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$277M	$1.3B	-78.8%	$2.1B	-49.3%	25	99	11	29

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Dec 31, 2025	Dec 10, 2025	CAMARILLO, CA	Team lift out	RIA to ibd	66.7%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5	Nov 1, 2024	Jan 2, 2025	SCOTTSDALE, AZ	Team lift out	RIA to ibd	16.1%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	3	Nov 1, 2024	Feb 4, 2026	BREA, CA	Team lift out	RIA to ibd	9.7%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2	Nov 1, 2024	Nov 1, 2024	CENTENNIAL, CO	Team lift out	RIA to ibd	6.5%
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	2	Nov 1, 2024	Nov 4, 2024	HURST, TX	Team lift out	RIA to ibd	6.5%
KEYSTONE PRIVATE WEALTH	2	Sep 20, 2024	Aug 25, 2024	RANCHO MIRAGE, CA	Team lift out	RIA to RIA	6.1%
IFG ADVISORY, LLC	5	Apr 7, 2024	Jan 1, 2025	COLUMBUS, MS	Team lift out	RIA to RIA	14.3%
GREAT VALLEY ADVISOR GROUP, LLC	3	Feb 22, 2022	Oct 14, 2021	WAUKESHA, WI	Team lift out	RIA to RIA	8.8%
THE WEALTH CONSULTING GROUP	2	Sep 9, 2021	Jul 19, 2021	EDMOND, OK	Team lift out	RIA to RIA	5.7%
COMMONWEALTH FINANCIAL NETWORK	3	Sep 3, 2020	Aug 7, 2020	CARNEGIE, PA	Team lift out	RIA to ibd	8.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	2	Jul 21, 2022	Jul 8, 2022	OKLAHOMA CITY, OK	Team lift out	Ibd to RIA	1.1%
LPL FINANCIAL LLC	2	Sep 7, 2016	Nov 2, 2015	LYNNFIELD, MA	Team lift out	Other	0.0%

Relationships

showing 80 of 96

Moved with (8)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser3 advisors, team lift out
Nov 1, 2024 to Feb 4, 2026factForm ADV
→ LPL FINANCIAL LLCRegistered adviser2 advisors, team lift out, same day
Dec 31, 2025 to Dec 10, 2025factForm ADV
→ IFG ADVISORY, LLCRegistered adviser5 advisors, team lift out, same day
Apr 7, 2024 to Jan 1, 2025factForm ADV
→ KEYSTONE PRIVATE WEALTHRegistered adviser2 advisors, team lift out, same day
Sep 20, 2024 to Aug 25, 2024factForm ADV
← BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviser2 advisors, team lift out, same day
Jul 21, 2022 to Jul 8, 2022factForm ADV
→ GREAT VALLEY ADVISOR GROUP, LLCRegistered adviser3 advisors, team lift out, same day
Feb 22, 2022 to Oct 14, 2021factForm ADV
→ THE WEALTH CONSULTING GROUPRegistered adviser2 advisors, team lift out, same day
Sep 9, 2021 to Jul 19, 2021factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviser3 advisors, team lift out, same day
Sep 3, 2020 to Aug 7, 2020factForm ADV

Registered with (64)

← SCOTT HOUSEHOLDERAdvisorregistration: previous registration
Jan 6, 2014 to Dec 31, 2025factForm ADV
← ROBERT STEVEN BEHUNINAdvisorregistration: previous registration
Nov 19, 2013 to Dec 31, 2025factForm ADV
← BLAKE STEVEN BEHUNINAdvisorregistration: previous registration
Mar 21, 2024 to Dec 31, 2025factForm ADV
← ANTHONY MICHAEL COYNEAdvisorregistration: previous registration
Sep 23, 2015 to Dec 15, 2025factForm ADV
← DAVID WILLIAM ROMEROAdvisorregistration: previous registration
Jan 23, 2017 to Dec 15, 2025factForm ADV
← Darren Keith CrowAdvisorregistration: previous registration
Sep 9, 2024 to Dec 15, 2025factForm ADV
← Amy Greenberg NelsonAdvisorregistration: previous registration
Mar 27, 2023 to Oct 8, 2025factForm ADV
← KIRK MITCHELL BALINAdvisorregistration: previous registration
Dec 11, 2013 to Sep 11, 2025factForm ADV
← DAVID ANDREW HEATHERAdvisorregistration: previous registration
Jan 28, 2014 to Jun 24, 2025factForm ADV
← LANCE ALAN HENLEYAdvisorregistration: previous registration
Jul 18, 2016 to May 29, 2025factForm ADV
← JEAN ELZAYEKAdvisorregistration: previous registration
Feb 17, 2022 to Feb 5, 2025factForm ADV
← Justin Michael NimockAdvisorregistration: previous registration
Sep 3, 2020 to Jan 31, 2025factForm ADV
← Erik Ryan WalkerAdvisorregistration: previous registration
Dec 6, 2017 to Jan 3, 2025factForm ADV
← Tucker SahnowAdvisorregistration: previous registration
Feb 1, 2023 to Jan 2, 2025factForm ADV
← VERONICA MARIE AARONAdvisorregistration: previous registration
Nov 25, 2013 to Nov 12, 2024factForm ADV
← JOE HENRY LEDFORDAdvisorregistration: previous registration
Jun 12, 2024 to Nov 1, 2024factForm ADV
← BENJAMIN WADAAdvisorregistration: previous registration
Mar 20, 2017 to Nov 1, 2024factForm ADV
← DAMON RIDLEYAdvisorregistration: previous registration
Apr 4, 2016 to Nov 1, 2024factForm ADV
← KATRINA LOUISE VAN RENSUMAdvisorregistration: previous registration
Jul 24, 2015 to Nov 1, 2024factForm ADV
← James Andrew ByrdAdvisorregistration: previous registration
Mar 22, 2021 to Nov 1, 2024factForm ADV
← WESLEY RYON SORENSENAdvisorregistration: previous registration
Nov 22, 2019 to Nov 1, 2024factForm ADV
← AARON ROBERT MCLACHLANAdvisorregistration: previous registration
Nov 16, 2020 to Nov 1, 2024factForm ADV
← STEPHANIE MARIE FORDAdvisorregistration: previous registration
Jan 4, 2023 to Nov 1, 2024factForm ADV
← Jeffrey Forbes SmithAdvisorregistration: previous registration
Jul 22, 2022 to Nov 1, 2024factForm ADV
← LISA JENINE KACHELAdvisorregistration: previous registration
Apr 4, 2016 to Nov 1, 2024factForm ADV
← Skyler HulslanderAdvisorregistration: previous registration
Jul 8, 2022 to Nov 1, 2024factForm ADV
← SAMUEL SOLER-CONKLINAdvisorregistration: previous registration
Sep 19, 2022 to Nov 1, 2024factForm ADV
← Maxwell ShapiroAdvisorregistration: previous registration
Feb 11, 2021 to Nov 1, 2024factForm ADV
← TYLER FINCHAdvisorregistration: previous registration
Jul 8, 2022 to Nov 1, 2024factForm ADV
← Jeremie Darrek AlleyAdvisorregistration: previous registration
Sep 30, 2022 to Nov 1, 2024factForm ADV
and 34 more

Controls (4)

← HOUSEHOLDER, SCOTT, ALLENOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 26, 2020 to Dec 16, 2024factForm ADV
← FUSCO, MICHAELOwnerTRUSTEE, ownership code F, individual
Mar 26, 2020 to Dec 16, 2024factForm ADV
← HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2020 to Dec 16, 2024factForm ADV
← THE ASG OHIO LEGACY TRUSTOwnerMEMBER, ownership code E, domestic entity
Jan 16, 2020 to Dec 16, 2024factForm ADV

Owns (1)

← ELZAYEK, JEANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2022 to Dec 16, 2024factForm ADV

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 31, 2025
Team lift-out
2 advisors left Householder Group Estate & Retirement Specialists (Camarillo, CA) for LPL Financial LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Dec 31, 2025
Advisor changed firm
Scott Householder left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2016-04-27)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Robert Steven Behunin left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Dec 31, 2025
Advisor changed firm
Blake Steven Behunin left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-12-10)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2025
Advisor changed firm
David William Romero left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2026-01-14)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Anthony Michael Coyne left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2025-11-10)
Form ADVobserved 4 days ago
Occurred
Dec 15, 2025
Advisor changed firm
Darren Keith Crow left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-12-16)
Form ADVobserved 4 days ago
Occurred
Oct 8, 2025
Advisor changed firm
Amy Greenberg Nelson left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-06-30)
Form ADVobserved 4 days ago
Occurred
Sep 11, 2025
Advisor changed firm
Kirk Mitchell Balin left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-09-08)
Form ADVobserved 4 days ago
Occurred
Jun 24, 2025
Advisor changed firm
David Andrew Heather left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-06-16)
Form ADVobserved 4 days ago
Occurred
May 29, 2025
Advisor changed firm
Lance Alan Henley left Householder Group Estate & Retirement Specialists for Gateway Wealth Partners, Llc (registered 2025-05-14)
Form ADVobserved 4 days ago
Occurred
Feb 5, 2025
Advisor changed firm
Jean Elzayek left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2025-01-21)
Form ADVobserved 4 days ago
Occurred
Jan 31, 2025
Advisor changed firm
Justin Michael Nimock left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2024-08-27)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2025
Advisor changed firm
Erik Ryan Walker left Householder Group Estate & Retirement Specialists for Ip Financial Advisory Services Llc (registered 2024-12-18)
Form ADVobserved 4 days ago
Occurred
Jan 2, 2025
Advisor changed firm
Tucker Sahnow left Householder Group Estate & Retirement Specialists for Lpl Financial Llc (registered 2023-04-25)
Form ADVobserved 4 days ago
Occurred
Nov 12, 2024
Advisor changed firm
Veronica Marie Aaron left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2026-02-04)
Form ADVobserved 4 days ago
Occurred
Nov 4, 2024
Regulatory AUM changed
Householder Group Estate & Retirement Specialists reported RAUM $287.8M, down 78% from $1.3B (2024-09-12 to 2024-11-04)
Form ADVobserved 4 days ago
$-1.0B
Occurred
Nov 4, 2024
Control person left
Renee Farida (Chief Operating Officer) no longer on Schedule A of Householder Group Estate & Retirement Specialists (listed 2024-09-12, absent 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Team lift-out
2 advisors left Householder Group Estate & Retirement Specialists (Centennial, CO) for Wealth Enhancement Advisory Services, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Nov 1, 2024
Team lift-out
5 advisors left Householder Group Estate & Retirement Specialists (Scottsdale, AZ) for Wealth Enhancement Advisory Services, LLC on the same day
Form ADVobserved 4 days ago
5 advisors
Occurred
Nov 1, 2024
Team lift-out
3 advisors left Householder Group Estate & Retirement Specialists (Brea, CA) for Wealth Enhancement Advisory Services, LLC within 11 days
Form ADVobserved 4 days ago
3 advisors
Occurred
Nov 1, 2024
Team lift-out
2 advisors left Householder Group Estate & Retirement Specialists (Hurst, TX) for Wealth Enhancement Advisory Services, LLC on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Nov 1, 2024
Advisor changed firm
Joe Henry Ledford left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Samuel Soler-Conklin left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2025-01-02)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Maxwell Shapiro left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Tyler Finch left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Damon Ridley left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Jeffrey Forbes Smith left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Colin Patrick Mcgraw left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Katrina Louise Van Rensum left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Lisa Jenine Kachel left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Skyler Hulslander left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
James Andrew Byrd left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Jeremie Darrek Alley left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Benjamin Wada left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Wesley Ryon Sorensen left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Nov 1, 2024
Advisor changed firm
Aaron Robert Mclachlan left Householder Group Estate & Retirement Specialists for Wealth Enhancement Advisory Services, Llc (registered 2024-11-01)
Form ADVobserved 4 days ago

Show 3 bookkeeping events

Occurred
Jan 2, 2026
Householder Group Estate & Retirement Specialists no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $277.4M)
Occurred
Nov 4, 2024
Householder Group Estate & Retirement Specialists reported 13 offices beyond its principal office, down from 29 (2024-09-12 to 2024-11-04)
Occurred
Nov 4, 2024
Householder Group Estate & Retirement Specialists reported 17 state-registered advisory representatives, down from 40 (2024-09-12 to 2024-11-04)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c5c5680f-1479-77d1-4a4b-5bcac77005ee
First observed: Sep 6, 2013
Last observed: May 15, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS

HOUSEHOLDER GROUP ESTATE AND RETIREMENT SPECIALIST, LLC, CRD 169045

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c5c5680f-1479-77d1-4a4b-5bcac77005ee

Data as of May 15, 2025 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FUSCO, MICHAEL

Trustee

yes

09/2016

Mar 26, 2020

Dec 16, 2024

HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALIST, LLC

Owner

yes

09/2013

Mar 26, 2020

Dec 16, 2024

HOUSEHOLDER, SCOTT, ALLEN

CHIEF EXECUTIVE OFFICER

yes

09/2013

Mar 26, 2020

Dec 16, 2024

THE ASG OHIO LEGACY TRUST

Member

yes

08/2013

Jan 16, 2020

Dec 16, 2024

ELZAYEK, JEAN

CHIEF COMPLIANCE OFFICER

02/2022

Mar 1, 2022

Dec 16, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HG INSURANCE SERVICES, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Camarillo

United States

yes

RANCHO MIRAGE

United States

yes

Bellevue

United States

Seattle

United States

yes

Prescott

United States

yes

Centennial

United States

yes

Natick

United States

yes

SANTA FE

United States

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 26, 2025

$277M

n/a

2023

Mar 7, 2024

$1.3B

n/a

2022

Feb 7, 2023

$1.1B

n/a

2021

Mar 1, 2022

$2.1B

$1.1B

n/a

2020

Mar 24, 2021

$867M

$696M

n/a

2019

Mar 28, 2020

$798M

$622M

n/a

2018

Mar 25, 2019

$670M

$521M

n/a

2017

Apr 5, 2018

$770M

$327M

n/a

2016

Feb 15, 2017

$604M

$381M

n/a

2015

Mar 28, 2016

$478M

$232M

n/a

2014

Feb 9, 2015

$410M

$186M

n/a

2013

Mar 27, 2014

$374M

$173M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-7

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$277M

$1.3B

-78.8%

$2.1B

-49.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Dec 31, 2025

Dec 10, 2025

CAMARILLO, CA

Team lift out

RIA to ibd

66.7%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 1, 2024

Jan 2, 2025

SCOTTSDALE, AZ

Team lift out

RIA to ibd

16.1%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 1, 2024

Feb 4, 2026

BREA, CA

Team lift out

RIA to ibd

9.7%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 1, 2024

CENTENNIAL, CO

Team lift out

RIA to ibd

6.5%

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nov 1, 2024

Nov 4, 2024

HURST, TX

Team lift out

RIA to ibd

6.5%

KEYSTONE PRIVATE WEALTH

Sep 20, 2024

Aug 25, 2024

RANCHO MIRAGE, CA

Team lift out

RIA to RIA

6.1%

IFG ADVISORY, LLC

Apr 7, 2024

Jan 1, 2025

COLUMBUS, MS

Team lift out

RIA to RIA

14.3%

GREAT VALLEY ADVISOR GROUP, LLC

Feb 22, 2022

Oct 14, 2021

WAUKESHA, WI

Team lift out

RIA to RIA

8.8%

THE WEALTH CONSULTING GROUP

Sep 9, 2021

Jul 19, 2021

EDMOND, OK

Team lift out

RIA to RIA

5.7%

COMMONWEALTH FINANCIAL NETWORK

Sep 3, 2020

Aug 7, 2020

CARNEGIE, PA

Team lift out

RIA to ibd

8.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BANCWEST INVESTMENT SERVICES, INC. (BWIS)

Jul 21, 2022

Jul 8, 2022

OKLAHOMA CITY, OK

Team lift out

Ibd to RIA

1.1%

LPL FINANCIAL LLC

Sep 7, 2016

Nov 2, 2015

LYNNFIELD, MA

Team lift out

Other

0.0%