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M•••••• F•••••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

M•••••• F•••••• B•••••••

Advisor at O••• W••••• M•••••••••

WAUKEE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:367b1298-f42c-836d-3f7e-c5e7bfe88cda

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••• W••••• M•••••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••• W••••• M•••••••••	State registered	Feb 12, 2020	n/a	yes	WAUKEE, IA	Current employment
I••• H•••• W••••• M••••••••• L••	Former SEC adviser	Mar 2, 2017	Jan 29, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••• H•••• W••••• M••••••••• L••	O••• W••••• M•••••••••	Jan 29, 2020	Feb 12, 2020	14	Firm change	RIA to state RIA
L••••• F•••••••• G••••	I••• H•••• W••••• M••••••••• L••	Mar 2, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
154927:165164:IA:2017-03-02	Mar 2, 2017	Mar 2, 2017	DES MOINES, IA	Firm change

Relationships

Registered with (5)

→ O••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 12, 2020 to presentfactForm ADV
→ I••• H•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 2, 2017 to Jan 29, 2020factForm ADV
→ L••••• F•••••••• G••••Registered adviserregistration: previous registration
Sep 1, 2010 to Mar 2, 2017factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:367b1298-f42c-836d-3f7e-c5e7bfe88cda
First observed: Sep 29, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.