DFX Intelligence

P•••• B•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

P•••• B•••• N••••••

Advisor at D•••••

West Chester, PA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:36821cb6-bc27-75b6-f32b-b825cfb4f2c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••	I•••••••••_WEALTH	Jul 29, 2010	n/a	yes	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA\|West Chester, PA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Feb 11, 2009	Jul 16, 2010	no	SAN DIEGO, CA\|RANCHO SANTA FE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	D•••••	Jul 16, 2010	Jul 29, 2010	13	Firm change	Other
A••••••••• F•••••••• S•••••••• L••	I••••••••• F•••••••• G••••• L••	May 14, 2008	Feb 11, 2009

Relationships

Registered with (3)

→ D•••••Registered adviserregistration: current employment
Jul 29, 2010 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Feb 11, 2009 to Jul 16, 2010factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 9, 2007 to May 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36821cb6-bc27-75b6-f32b-b825cfb4f2c8
First observed: Nov 9, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.