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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MANUEL M DEL CANAL

Advisor at OCEAN FINANCIAL ADVISORS LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:368ea51a-82ac-211d-b147-221cc2a1ae82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCEAN FINANCIAL ADVISORS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Jun 10, 2003
First registration: Jun 13, 2003
Dual registered: yes, broker-dealer
Other names: MANUEL MAURICIO DEL CANAL
IAPD individual key: 4624208

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCEAN FINANCIAL ADVISORS LLC	State registered	Jan 1, 2025	n/a	yes	MIAMI, FL	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 4, 2008	Aug 20, 2013	no	MIAMI, FL\|MIAMI, FL\|CORAL GABLES, FL	Previous registration
IFMG SECURITIES, INC.	n/a	May 21, 2004	Mar 4, 2008	no	MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 13, 2003	Apr 19, 2004	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OCEAN FINANCIAL ADVISORS LLC	Aug 20, 2013	Jan 1, 2025	4,152	Firm change after gap	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	Mar 4, 2008	Mar 4, 2008	0	Bulk transfer	Other
SUNTRUST INVESTMENT SERVICES, INC.	IFMG SECURITIES, INC.	Apr 19, 2004	May 21, 2004	32	Firm change	Other

Relationships

Registered with (4)

→ OCEAN FINANCIAL ADVISORS LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 4, 2008 to Aug 20, 2013factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
May 21, 2004 to Mar 4, 2008factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 13, 2003 to Apr 19, 2004factForm ADV

Dated events

No dated event names this entity yet.