RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M• D•• C••••
- O•••• F•••••••• A••••••• L•• state registered currentsince Jan 1, 2025 · Miami, Fl
- L•• F•••••••• L•• BD affiliatedMar 4, 2008 to Aug 20, 2013 · Miami, Fl
- I••• S••••••••• I••• unclassifiedMay 21, 2004 to Mar 4, 2008 · Miami, Fl
- S••••••• I••••••••• S•••••••• I••• formerJun 13, 2003 to Apr 19, 2004 · Miami, Fl
- L•• F•••••••• L•• to O•••• F•••••••• A••••••• L••left Aug 20, 2013, registered Jan 1, 2025 (4152 days) · Other
- I••• S••••••••• I••• to L•• F•••••••• L••left Mar 4, 2008, registered Mar 4, 2008 (0 days) · corporate re-registration, not a move
- S••••••• I••••••••• S•••••••• I••• to I••• S••••••••• I•••left Apr 19, 2004, registered May 21, 2004 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address