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RIA / WealthAdvisorCertified Financial Planner24 years in industry

ROGER WESLEY JOHNSON

Advisor at ACT ADVISORS

Mt. Pleasant, SC | ASHEVILLE, NC

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Search this name across graphsid dfx:ria:3693335c-9758-8b68-a2f1-f93da56e628d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 21, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ACT ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: Aug 20, 2002
First registration: Aug 21, 2002
Dual registered: no
IAPD individual key: 4545355

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ACT ADVISORS	Independent wealth	Nov 19, 2014	n/a	yes	ASHEVILLE, NC\|Mt. Pleasant, SC	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 18, 2013	Dec 22, 2014	no	CHARLESTON, SC\|SAN DIEGO, CA\|CHARLESTON, SC\|ASHEVILLE, NC	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 13, 2005	Dec 20, 2013	no	CHARLESTON, SC\|NORTH CHARLESTON, SC\|N CHARLESTON, SC\|CHARLESTON, SC\|CHARLESTON, SC\|MOUNT PLEASANT, SC\|MOUNT PLEASANT, SC\|CHARLESTON, SC\|CHARLESTON, SC	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jun 16, 2004	Feb 3, 2005	no	CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 21, 2002	Jun 16, 2004	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	ACT ADVISORS	Dec 22, 2014	Nov 19, 2014	-33	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	Dec 20, 2013	Dec 18, 2013	-2	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	CUNA BROKERAGE SERVICES, INC.	Feb 3, 2005	Jun 13, 2005	130	Firm change	Other
UBS FINANCIAL SERVICES INC.	BB&T INVESTMENT SERVICES, INC.	Jun 16, 2004	Jun 16, 2004	0	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ ACT ADVISORSRegistered adviserregistration: current employment
Nov 19, 2014 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Dec 18, 2013 to Dec 22, 2014factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 13, 2005 to Dec 20, 2013factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2004 to Feb 3, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 21, 2002 to Jun 16, 2004factForm ADV

Dated events

No dated event names this entity yet.