DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ACT ADVISORS

ACT ADVISORS, LLC, CRD 173120

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac1e152e-346a-1e0b-276f-2d244a11d439

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 26, 2014 to Mar 30, 2026
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $499MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $499M
Private client RAUM: $482MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $125Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,089
Individual clients: 292
High net worth clients: 128
Custody, client assets: $38.0M
SEC number: 801-80418
CRD: 173120
Filings on the tape: 26
First filed: Sep 26, 2014
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, NC

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DOUGLAS BARRY ENGLISH	Certified Financial Planner	ASHEVILLE, NC	11	32	2	no
ROGER WESLEY JOHNSON	Certified Financial Planner	Mt. Pleasant, SC \| ASHEVILLE, NC	11	24	4	no
PATRICK JENNINGS LATTA	n/a	ASHEVILLE, NC	11	25	1	no
MARTHA RUTH HAYS	n/a	ASHEVILLE, NC	0	16	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ENGLISH, DOUGLAS, BARRY	MANAGING MEMBER	E	yes	10/2014	Sep 26, 2014	Nov 18, 2024
ENGLISH, JENNIFER, REALE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Sep 26, 2014	Nov 18, 2024
JOHNSON, ROGER, WESLEY	MANAGING MEMBER	B	yes	10/2014	Sep 26, 2014	Nov 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
MOUNT PLEASANT	Sc	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$499M	$499M	10	4	1	n/a	n/a
2024	Mar 26, 2025	$434M	$434M	9	3	1	n/a	n/a
2023	Mar 26, 2024	$374M	$374M	10	6	2	n/a	n/a
2022	Mar 31, 2023	$313M	$313M	11	6	2	n/a	n/a
2021	Mar 29, 2022	$390M	$390M	11	6	2	n/a	n/a
2020	Mar 31, 2021	$316M	$316M	11	6	2	n/a	n/a
2019	Mar 27, 2020	$268M	$268M	10	6	2	n/a	n/a
2018	Mar 26, 2019	$217M	$217M	8	6	2	n/a	n/a
2017	Mar 12, 2018	$178M	$178M	8	4	1	n/a	n/a
2016	Mar 24, 2017	$147M	$147M	8	4	n/a	n/a	n/a
2015	Mar 24, 2016	$128M	$128M	9	4	n/a	n/a	n/a
2014	Feb 9, 2015	$109M	$109M	7	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$499M	$434M	15.0%	$313M	16.8%	10	9	1	1

Relationships

Registered with (5)

← MARTHA RUTH HAYSAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← PATRICK JENNINGS LATTAAdvisorregistration: current employment
Sep 18, 2015 to presentfactForm ADV
← DOUGLAS BARRY ENGLISHAdvisorregistration: current employment
Nov 19, 2014 to presentfactForm ADV
← ROGER WESLEY JOHNSONAdvisorregistration: current employment
Nov 19, 2014 to presentfactForm ADV
← DINO DZIERGASAdvisorregistration: previous registration
Mar 20, 2024 to Oct 21, 2024factForm ADV

Controls (3)

← ENGLISH, DOUGLAS, BARRYOwnerMANAGING MEMBER, ownership code E, individual
Sep 26, 2014 to Nov 18, 2024factForm ADV
← JOHNSON, ROGER, WESLEYOwnerMANAGING MEMBER, ownership code B, individual
Sep 26, 2014 to Nov 18, 2024factForm ADV
← ENGLISH, JENNIFER, REALEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2014 to Nov 18, 2024factForm ADV

Dated events

Occurred
Oct 21, 2024
Advisor changed firm
Dino Dziergas left Act Advisors for Foundations Investment Advisors Llc (registered 2025-02-07)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2014
First Form ADV filing
Act Advisors filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac1e152e-346a-1e0b-276f-2d244a11d439
First observed: Sep 26, 2014
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ACT ADVISORS

ACT ADVISORS, LLC, CRD 173120

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ac1e152e-346a-1e0b-276f-2d244a11d439

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DOUGLAS BARRY ENGLISH

Certified Financial Planner

ASHEVILLE, NC

ROGER WESLEY JOHNSON

Certified Financial Planner

Mt. Pleasant, SC | ASHEVILLE, NC

PATRICK JENNINGS LATTA

n/a

ASHEVILLE, NC

MARTHA RUTH HAYS

n/a

ASHEVILLE, NC

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ENGLISH, DOUGLAS, BARRY

MANAGING MEMBER

yes

10/2014

Sep 26, 2014

Nov 18, 2024

ENGLISH, JENNIFER, REALE

CHIEF COMPLIANCE OFFICER

yes

10/2014

Sep 26, 2014

Nov 18, 2024

JOHNSON, ROGER, WESLEY

MANAGING MEMBER

yes

10/2014

Sep 26, 2014

Nov 18, 2024

City

State

Country

Employees

Also broker-dealer

MOUNT PLEASANT

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$499M

n/a

2024

Mar 26, 2025

$434M

n/a

2023

Mar 26, 2024

$374M

n/a

2022

Mar 31, 2023

$313M

n/a

2021

Mar 29, 2022

$390M

n/a

2020

Mar 31, 2021

$316M

n/a

2019

Mar 27, 2020

$268M

n/a

2018

Mar 26, 2019

$217M

n/a

2017

Mar 12, 2018

$178M

n/a

2016

Mar 24, 2017

$147M

n/a

2015

Mar 24, 2016

$128M

n/a

2014

Feb 9, 2015

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$499M

$434M

15.0%

$313M

16.8%