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N••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist19 years in industry

N••• M•••••••

Advisor at E• W••••• A•••••••

St. George, UT | TORRANCE, CA

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Search this name across graphsid dfx:ria:3696311e-9eed-3ae0-c96a-530bb09a1b73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Jun 27, 2022	n/a	yes	St. George, UT\|TORRANCE, CA	Current employment
V•••••• A•••••••• L••	Former SEC adviser	Feb 22, 2012	Dec 15, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• A•••••••• L••	E• W••••• A•••••••	Dec 15, 2022	Jun 27, 2022	-171	Firm change after gap	Other
M•• I•••••••• S•••••••• L••	V•••••• A•••••••• L••	Feb 21, 2012

Relationships

Registered with (5)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Jun 27, 2022 to presentfactForm ADV
→ V•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2012 to Dec 15, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 19, 2010 to Feb 21, 2012factForm ADV
→ I••••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Dec 15, 2022
Advisor changed firm
N••• M••••••• left V•••••• A•••••••• L•• for E• W••••• A••••••• (registered 2022-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3696311e-9eed-3ae0-c96a-530bb09a1b73
First observed: Jul 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.