RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• M•••••••
- E• W••••• A••••••• independent RIA currentsince Jun 27, 2022 · St. George, Ut
- V•••••• A•••••••• L•• formerFeb 22, 2012 to Dec 15, 2022 · St. George, Ut
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 19, 2010 to Feb 21, 2012 · St. George, Ut
- I••••••• S••••••••• I••• unclassifiedOct 3, 2007 to Dec 31, 2009 · Las Vegas, Nv
- A•••••• A•••••••• I••• unclassifiedJul 16, 2007 to Oct 3, 2007 · Salt Lake City, Ut
- V•••••• A•••••••• L•• to E• W••••• A•••••••left Dec 15, 2022, registered Jun 27, 2022 (-171 days) · Other
- M•• I•••••••• S•••••••• L•• to V•••••• A•••••••• L••left Feb 21, 2012, registered Feb 22, 2012 (1 days) · Other
- I••••••• S••••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 31, 2009, registered Jan 19, 2010 (19 days) · Other
- A•••••• A•••••••• I••• to I••••••• S••••••••• I•••left Oct 3, 2007, registered Oct 3, 2007 (0 days) · Other
- N••• M••••••• left V•••••• A•••••••• L•• for E• W••••• A••••••• (registered 2022-06-27)Dec 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address