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RIA / WealthAdvisor17 years in industry

Scott Edward Heinila

Advisor at AXXCESS WEALTH MANAGEMENT, LLC

Northlake, TX | CARLSBAD, CA

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Search this name across graphsid dfx:ria:36a32f63-0d7a-487f-ea9c-74de45ed03cc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AXXCESS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 25, 2017
First registration: Sep 25, 2017
Dual registered: no
Other names: Scott Edward Wagenhals|Scott Heinila
IAPD individual key: 6740408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AXXCESS WEALTH MANAGEMENT, LLC	Independent wealth	Jul 18, 2022	n/a	yes	CARLSBAD, CA\|Northlake, TX	Current employment
RETIREMENT INVESTMENT ADVISORS INC.	State registered	Sep 13, 2021	Sep 29, 2021	no	CORONA, CA\|Argyle, TX	Previous registration
E. A. HORWITZ LLC	Independent wealth	Sep 10, 2019	Jul 21, 2022	no	SAN JUAN CAPISTRANO, CA\|DEERFIELD, IL	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 25, 2017	Feb 15, 2019	no	SAN JUAN CAPISTRANO, CA\|MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E. A. HORWITZ LLC	RETIREMENT INVESTMENT ADVISORS INC.	Jul 21, 2022	Sep 13, 2021	-311	Firm change after gap	RIA to state RIA
RETIREMENT INVESTMENT ADVISORS INC.	AXXCESS WEALTH MANAGEMENT, LLC	Sep 29, 2021	Jul 18, 2022	292	Firm change	Other
QUESTAR ASSET MANAGEMENT, INC.	E. A. HORWITZ LLC	Feb 15, 2019	Sep 10, 2019	207	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ AXXCESS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 18, 2022 to presentfactForm ADV
→ E. A. HORWITZ LLCRegistered adviserregistration: previous registration
Sep 10, 2019 to Jul 21, 2022factForm ADV
→ RETIREMENT INVESTMENT ADVISORS INC.Registered adviserregistration: previous registration
Sep 13, 2021 to Sep 29, 2021factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 25, 2017 to Feb 15, 2019factForm ADV

Dated events

Occurred
Jul 21, 2022
Advisor changed firm
Scott Edward Heinila left E. A. Horwitz Llc for Retirement Investment Advisors Inc. (registered 2021-09-13)
Form ADVobserved 4 days ago