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Reading the graph
Advisor at MIRADOR CAPITAL PARTNERS
Pleasanton, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MIRADOR CAPITAL PARTNERS | Independent wealth | Apr 12, 2019 | n/a | yes | Pleasanton, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 8, 1997 | Apr 15, 2019 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MIRADOR CAPITAL PARTNERS | Apr 15, 2019 | Apr 12, 2019 | -3 | Firm change | Wirehouse to RIA |