R••• T• C••••••

Advisor at S••••••• P•••••••

PFLUGERVILLE, TX | GLASTONBURY, CT

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Search this name across graphsid dfx:ria:36c2c972-c926-0a8b-80c7-e12fe68aff3e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••••	Independent wealth	Jul 30, 2026	n/a	yes	PFLUGERVILLE, TX\|GLASTONBURY, CT	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 4, 2011	Jun 25, 2024	no	PHILADELPHIA, PA\|PENNINGTON, NJ\|NEW YORK, NY\|PENNINGTON, NJ\|NEW YORK, NY\|NEW YORK, NY\|EAST BRUNSWICK, NJ\|PENNINGTON, NJ\|AUSTIN, TX\|AUSTIN, TX\|CHARLOTTE, NC\|FAIRFIELD, CT\|AUSTIN, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••••• P•••••••	Jun 25, 2024	Jul 30, 2026	765	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (2)

→ S••••••• P•••••••Registered adviserregistration: current employment
Jul 30, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 4, 2011 to Jun 25, 2024factForm ADV

Dated events

Occurred
Jun 25, 2024
Advisor changed firm
R••• T• C•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••••••• P••••••• (registered 2026-07-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36c2c972-c926-0a8b-80c7-e12fe68aff3e
First observed: Oct 4, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.