DFX Intelligence

E••• P•••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor32 years in industry

E••• P•••• W••••••

Advisor at C•••••• A••••••• S•••••••• L••

East Setauket, NY | DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36ce1adb-9276-ca47-2b75-33dabdcfe5fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Sep 8, 2022	n/a	yes	DALLAS, TX\|East Setauket, NY	Current employment
K•••• M•••••••••	Former SEC adviser	May 16, 2011	Sep 30, 2022	no	PONTE VEDRA BEACH, FL\|SETAUKET, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• M•••••••••	C•••••• A••••••• S•••••••• L••	Sep 30, 2022	Sep 8, 2022	-22	Firm change	Ibd to RIA
F•••••••• P••••••• A•••••••••	K•••• M•••••••••	Dec 16, 2011	May 16, 2011

Relationships

Registered with (3)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 8, 2022 to presentfactForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
May 16, 2011 to Sep 30, 2022factForm ADV
→ F•••••••• P••••••• A•••••••••Registered adviserregistration: previous registration
May 28, 2010 to Dec 16, 2011factForm ADV

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36ce1adb-9276-ca47-2b75-33dabdcfe5fa
First observed: May 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.