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Advisor at STRATEGIC ADVISERS LLC
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | LEXINGTON, KY|LEXINGTON, KY | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 21, 2023 | Mar 31, 2025 | no | INDIANAPOLIS, IN | Previous registration |
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Oct 6, 2017 | Jun 20, 2023 | no | COLUMBUS, OH | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Aug 31, 2016 | Oct 4, 2017 | no | CINCINNATI, OH | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jul 14, 2015 | May 19, 2016 | no | Lexington, KY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 21, 2014 | Mar 20, 2015 | no | LEXINGTON, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| NATIONWIDE INVESTMENT ADVISORS, LLC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Jun 20, 2023 | Jul 21, 2023 | 31 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | Oct 4, 2017 | Oct 6, 2017 | 2 | Firm change | Other |
| MML INVESTORS SERVICES, LLC | PRUCO SECURITIES, LLC | May 19, 2016 | Aug 31, 2016 | 104 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Mar 20, 2015 | Jul 14, 2015 | 116 | Firm change | Other |