DFX Intelligence

C••••••••• D• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

C••••••••• D• W•••••••

Advisor at L•• F•••••••• L••

OVERLAND PARK, KS | KANSAS CITY, MO

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Search this name across graphsid dfx:ria:36e55b63-a1d1-088f-ec35-fd0b7a0862c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jul 19, 2024	n/a	yes	KANSAS CITY, MO\|OVERLAND PARK, KS\|KANSAS CITY, MO	Current employment
O••••	Former SEC adviser	Jan 14, 2024	Apr 17, 2024	no	LENEXA, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O••••	L•• F•••••••• L••	Apr 17, 2024	Jul 19, 2024	93	Firm change	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ O••••Registered adviserregistration: previous registration
Jan 14, 2024 to Apr 17, 2024factForm ADV

Dated events

Occurred
Apr 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36e55b63-a1d1-088f-ec35-fd0b7a0862c9
First observed: Jan 14, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.