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O••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

O••••

O•••• RIA LLC, CRD 311854

LENEXA, KS

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Search this name across graphsid dfx:ria:4abac284-8415-c550-d635-941f8114e541

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 17
On other graphs: 0
Observed: Nov 18, 2021 to Mar 28, 2024
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $125MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $125M
Private client RAUM: $125MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• E••••••••• A•••••	CHIEF OPERATING OFFICER / LLC MANAGER	Na	yes	01/2022	Mar 31, 2022	Mar 28, 2024
K••••••• K••••• J••••	OWNER/PRESIDENT	E	yes	10/2017	Nov 18, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••• C•• L••	n/a	n/a	n/a	N	yes	n/a
O•••• I•••••••• L••	n/a	n/a	n/a	N	yes	n/a
O•••• S••••••••• I•••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALM CITY	FL	United States	1	no
OVERLAND PARK	Ks	United States	1	no
WELDON SPRING	Mo	United States	1	no
Henryetta	Ok	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$125M	$118M	6.4%	n/a	n/a	17	17	4	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•••••• C••••• A•••••• G••••• L••	2	Aug 22, 2024	Jun 13, 2024	LENEXA, KS	Team lift out	RIA to RIA	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M••••• I••••••••• L••	2	Jan 18, 2022	Apr 27, 2021	LENEXA, KS	Team lift out	Other	20.0%

Relationships

Controls (6)

← S•••••••• M•••• E•••••OwnerCHIEF COMPLIANCE OFFICER / CHIEF INVESTMENT OFFICER / LLC MANAGER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← O••••••• E•••••• T•••••OwnerOWNER/PRESIDENT, ownership code E, individual
Nov 18, 2021 to presentfactForm ADV
← K••••••• K••••• J••••OwnerOWNER/PRESIDENT, ownership code E, individual
Nov 18, 2021 to presentfactForm ADV
← C•••••• E••••••••• A•••••OwnerCHIEF OPERATING OFFICER / LLC MANAGER, ownership code NA, individual
Mar 31, 2022 to present

Dated events

Occurred
Dec 11, 2024
A•••••• firm change
Elliot Thomas Omanson left Owlfi for Sphinx Investments Llc (registered 2025-03-04)
Form ADVobserved 7 days ago
Occurred
Dec 11, 2024
A•••••• firm change
Chase Aaron K•••••• left Owlfi for Simplicity Wealth (registered 2025-01-03)
Form ADVobserved 7 days ago
Occurred
Aug 26, 2024
A•••••• firm change
Brennen Sean Newton left Owlfi for P•••••• C••••• A•••••• G••••• L•• (registered 2024-06-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4abac284-8415-c550-d635-941f8114e541
First observed: Nov 18, 2021
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.