DFX Intelligence

B•••• P•••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

B•••• P•••••• R•••••

Advisor at C••• L••

Englewood, CO | OMAHA, NE

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Search this name across graphsid dfx:ria:36e91d0d-1314-6715-f80e-5a3a07c619f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Jul 8, 2025	n/a	yes	Englewood, CO\|OMAHA, NE	Current employment
A••• C•••••• P•••••••• L••	Former SEC adviser	Jul 15, 2011	Oct 2, 2025	no	ENGLEWOOD, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••• C•••••• P•••••••• L••	C••• L••	Oct 2, 2025	Jul 8, 2025	-86	Firm change after gap	RIA to ibd
U•• F•••••••• S••••••• I•••	A••• C•••••• P•••••••• L••	Jul 25, 2011	Jul 15, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
157728:155344:CO:2025-10-02	Oct 2, 2025	Jul 8, 2025	ENGLEWOOD, CO	Firm change after gap

Relationships

Registered with (4)

→ C••• L••Registered adviserregistration: current employment
Jul 8, 2025 to presentfactForm ADV
→ A••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2011 to Oct 2, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Feb 16, 2007 to Jul 25, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
B•••• P•••••• R••••• left A••• C•••••• P•••••••• L•• for C••• L•• (registered 2025-07-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36e91d0d-1314-6715-f80e-5a3a07c619f3
First observed: Jul 1, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.