DFX Intelligence

C•••• G••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst15 years in industry

C•••• G••••• D••••

Advisor at H••••••••• A•••• M••••••••• L••

GIG HARBOR, WA

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Search this name across graphsid dfx:ria:36f71aeb-8c79-58f8-80c2-b7b401c9fe6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 16, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• A•••• M••••••••• L••	Independent wealth	Oct 1, 2024	n/a	yes	GIG HARBOR, WA	Current employment
D•••• W••••• A•••••••	Independent wealth	Jul 21, 2020	Dec 16, 2024	no	LEHI, UT\|Gig Harbor, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• W••••• A•••••••	H••••••••• A•••• M••••••••• L••	Dec 16, 2024	Oct 1, 2024	-76	Firm change after gap	RIA to new firm
F•••••••• I••••••• W••••• M•••••••••	D•••• W••••• A•••••••	May 18, 2020	Jul 21, 2020

Relationships

Registered with (3)

→ H••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ D•••• W••••• A•••••••Registered adviserregistration: previous registration
Jul 21, 2020 to Dec 16, 2024factForm ADV
→ F•••••••• I••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 16, 2012 to May 18, 2020factForm ADV

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36f71aeb-8c79-58f8-80c2-b7b401c9fe6f
First observed: Oct 16, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.