DFX Intelligence
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D•••• WEALTH MANAGEMENT, LLC, CRD 174728
LEHI, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| L••••• C•••••• C•••• | Certified Financial Planner | LEHI, UT | 11 | 20 | 4 | no |
| G•••• M••• R•••• | n/a | Sandy, UT | LEHI, UT | 7 | 28 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••• F••••••••• L•• | MANAGING MEMBER | E | yes | 01/2015 | Sep 2, 2026 | Sep 2, 2026 |
| C••••• L•••••• C•••••• | President | Na | yes | 01/2015 | Sep 2, 2026 | Sep 2, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| D•••• A••••••••• S••••••• | n/a | n/a | n/a | N | yes | n/a |
| D•••• I•••••••• S••••••• | n/a | n/a | n/a | Y | yes | n/a |
| J•••••••• L•• G•••• | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 3 | 1 | 2 | 5.9% | 1 | 0 | 0 | 7 | 9 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.5B | $2.2B | -31.0% | $1.8B | -6.4% | 17 | 28 | 2 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| E••••••• W••••• | 2 | Mar 28, 2025 | Mar 27, 2025 | LEHI, UT | Team lift out | RIA to new firm | 11.1% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| K••••• T••••• M••••••••• L•• | 2 | May 21, 2025 | Feb 18, 2025 | OREM, UT | Team lift out | RIA to RIA | 33.3% |
| F•••••••• W••••• M••••••••• L•• | 2 | Dec 16, 2022 | Oct 16, 2024 |
| no |
| M•••••• D••••• R••• | Certified Financial Planner | LEHI, UT | 5 | 14 | 2 | no |
| J•••••• C••• I•••••••• | n/a | LEHI, UT | 5 | 39 | 8 | no |
| L••• A• G•••••• | n/a | LEHI, UT | Sandy, UT | 5 | 43 | 3 | no |
| M•••••• J••••••• W•••• | n/a | LEHI, UT | Fruit Heights, UT | 4 | 13 | 2 | no |
| B•••••• M• R••••• | n/a | LEHI, UT | 3 | 26 | 7 | no |
| J••••• D•••• O••••• | n/a | LEHI, UT | 2 | 12 | n/a | no |
| D••••• M••• W••••• | n/a | LEHI, UT | 1 | 15 | 1 | no |
| J••••• P••• C••••• | Chartered Financial Analyst | LEHI, UT | 1 | 9 | 1 | no |
| K•••• B•••• K•••• | Certified Financial Planner | LEHI, UT | 1 | 10 | 1 | no |
| A••• K••••• J•••• | n/a | LEHI, UT | 1 | 18 | 1 | no |
| J••••• M• R••••• | n/a | LEHI, UT | 1 | 11 | n/a | no |
| J•••• K••• H••••• | Chartered Financial Analyst | LEHI, UT | 1 | 11 | n/a | no |
| E•••• S•••••• P•••••• | n/a | LEHI, UT | Charlottesville, VA | 0 | 10 | 1 | yes |
| S•••• M••• B•••••••• | n/a | South Jordan, UT | LEHI, UT | 0 | 18 | 9 | no |
| D••• J••••• J••••• | n/a | LEHI, UT | San Diego, CA | 0 | 10 | 2 | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 03/2025 |
| Sep 2, 2026 |
| Sep 2, 2026 |
| C••••• L•••••• C•••••• | MANAGING MEMBER | E | yes | 01/2008 | Apr 13, 2018 | Mar 14, 2024 |
| G•••••••• P•••• A•••••• | CHIEF FINANCIAL OFFICER | Na | no | 03/2025 | Sep 2, 2026 | Sep 2, 2026 |
| H•••••• R••••• W•••••• | CHIEF OPERATING OFFICER | Na | no | 03/2025 | Sep 2, 2026 | Sep 2, 2026 |
| H•••••• J••••• K••• | CHIEF INVESTMENT OFFICER | Na | no | 02/2025 | Sep 2, 2026 | Sep 2, 2026 |
| n/a |
| n/a |
| N |
| no |
| n/a |
| Y••• P••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| $1.5B |
| $1.5B |
| 17 |
| 15 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 17, 2025 | $2.2B | $1.8B | 28 | 26 | 1 | n/a | n/a |
| 2023 | Mar 14, 2024 | $2.0B | $1.5B | 15 | 15 | 3 | n/a | n/a |
| 2022 | Mar 29, 2023 | $1.8B | $1.4B | 14 | 13 | 3 | n/a | n/a |
| 2021 | Mar 30, 2022 | $1.2B | $761M | 14 | 8 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $843M | $459M | 14 | 12 | 1 | n/a | n/a |
| 2019 | Mar 29, 2020 | $592M | $304M | 12 | 7 | 1 | n/a | n/a |
| 2018 | Mar 15, 2019 | $463M | $210M | 8 | 6 | 1 | n/a | n/a |
| DRAPER, UT |
| Team lift out |
| RIA to RIA |
| 50.0% |
| M••••••• C•••••• L•• | 3 | Jan 7, 2021 | Mar 26, 2021 | LEHI, UT | Firm absorbed | Other | 75.0% |