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Advisor at SILVER LEAF FINANCIAL, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SILVER LEAF FINANCIAL, INC. | State registered | Feb 8, 2012 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| USALLIANZ SECURITIES, INC. | n/a | Mar 8, 2005 | Dec 31, 2005 | no | LOCKPORT, IL|ROSEVILLE, MN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 9, 2002 | Sep 5, 2002 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USALLIANZ SECURITIES, INC. | SILVER LEAF FINANCIAL, INC. | Dec 31, 2005 | Feb 8, 2012 | 2,230 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | USALLIANZ SECURITIES, INC. | Sep 5, 2002 | Mar 8, 2005 | 915 | Firm change after gap | Other |