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J•••• A••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

J•••• A••• B••••••

Advisor at B•••••• • A••••••••• L••

ROSEVILLE, CA | CHICO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:36fe5e29-68ac-794a-af1b-4d6c184a5554

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• • A••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• • A••••••••• L••	State registered	Dec 2, 2022	n/a	yes	ROSEVILLE, CA	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Jul 15, 2022	n/a	yes	CHICO, CA\|ROSEVILLE, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• • A••••••••• L••	I••••••••• F•••••••• G••••• L••	Oct 5, 2022	Jul 15, 2022	-82	Firm change after gap	Other
N•• F•••••••• G••••• L••	B•••••• • A••••••••• L••	Jul 15, 2022

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112059:300233:CA:2019-04-18	Apr 18, 2019	Mar 7, 2019	ROSEVILLE, CA	Firm change after gap

Relationships

Registered with (5)

→ B•••••• • A••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2019 to Oct 5, 2022factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jul 15, 2022 to presentfactForm ADV
→ N•• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 24, 2006 to Jul 15, 2022factForm ADV
→ B•••••• • A••••••••• L••Registered adviser

Dated events

Occurred
Oct 5, 2022
Advisor changed firm
J•••• A••• B•••••• left B•••••• • A••••••••• L•• for I••••••••• F•••••••• G••••• L•• (registered 2022-07-15)
Form ADVobserved 7 days ago
Occurred
Jul 15, 2022
Advisor changed firm
J•••• A••• B•••••• left N•• F•••••••• G••••• L•• for B•••••• • A••••••••• L•• (registered 2009-06-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:36fe5e29-68ac-794a-af1b-4d6c184a5554
First observed: Jan 3, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.